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The Investment Management Contract is a crucial document used when establishing a professional investment management relationship in Hong Kong. It serves as the primary agreement between an investment manager and their client, whether institutional or individual, setting out the framework for the management of investment assets. The document must comply with Hong Kong's regulatory requirements, particularly those set by the Securities and Futures Commission (SFC), including licensing requirements, conduct standards, and client protection measures. This contract typically covers essential elements such as investment strategy, risk management, fee structures, reporting obligations, and fiduciary responsibilities. It's particularly important in the context of Hong Kong's position as a major financial center, where investment managers must navigate both local regulations and international best practices.

1. Parties: Identification of the investment manager and the client, including their respective addresses and registration details

2. Background: Context of the agreement and brief description of the services to be provided

3. Definitions and Interpretation: Definitions of key terms used throughout the agreement and rules of interpretation

4. Appointment and Authority: Formal appointment of the investment manager and scope of their authority

5. Investment Objectives and Guidelines: Agreed investment strategy, objectives, and any restrictions on investments

6. Services and Obligations: Detailed description of services to be provided by the investment manager

7. Client's Obligations: Client's responsibilities including provision of information and cooperation

8. Fees and Expenses: Management fees, performance fees, and other charges, including calculation methods and payment terms

9. Representations and Warranties: Standard representations and warranties from both parties

10. Risk Disclosures: Disclosure of investment risks and market uncertainties

11. Conflicts of Interest: Disclosure and management of potential conflicts

12. Reporting and Valuations: Frequency and content of reports, valuation methodology

13. Confidentiality: Protection and handling of confidential information

14. Term and Termination: Duration of agreement and circumstances for termination

15. Liability and Indemnification: Limitations of liability and mutual indemnification provisions

16. Governing Law and Jurisdiction: Specification of Hong Kong law and jurisdiction

17. General Provisions: Standard boilerplate clauses including notices, amendments, and assignment