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Financial Advisory Services Agreement Template for Indonesia

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Key Requirements PROMPT example:

Financial Advisory Services Agreement

"I need a Financial Advisory Services Agreement under Indonesian law for a wealth management firm providing comprehensive investment advisory services to high-net-worth individuals, including digital portfolio management tools and quarterly performance reporting."

Document background
The Financial Advisory Services Agreement is essential for establishing professional relationships between financial advisors and their clients in Indonesia. This document is used when a client seeks professional financial advice, whether for corporate finance, investment strategies, or wealth management. The agreement must comply with Indonesian Financial Services Authority (OJK) regulations, particularly Law No. 21 of 2011 and related implementing regulations. It should clearly define the scope of advisory services, fee structures, and respective obligations while incorporating necessary consumer protection measures and risk disclosures. The document is particularly important in the Indonesian market where financial advisory services are growing in sophistication and regulatory oversight is increasing.
Suggested Sections

1. Parties: Identification of the Financial Advisor and the Client, including their complete legal names, addresses, and registration details

2. Background: Context of the agreement, including the advisor's qualifications and the client's desire to obtain financial advisory services

3. Definitions: Key terms used throughout the agreement, including technical financial terms and regulatory references

4. Scope of Services: Detailed description of the financial advisory services to be provided, including specific deliverables

5. Appointment and Term: Formal appointment of the advisor and duration of the agreement, including renewal terms

6. Fees and Payment Terms: Structure of advisory fees, payment schedule, and expenses

7. Obligations of the Advisor: Duties, responsibilities, and standard of care required from the financial advisor

8. Client's Obligations: Requirements for client cooperation, information provision, and decision-making responsibility

9. Representations and Warranties: Statements of fact and assurances from both parties, including regulatory compliance

10. Confidentiality: Protection of confidential information and client data

11. Regulatory Compliance: Compliance with OJK regulations and other applicable laws

12. Limitation of Liability: Extent and limitations of the advisor's liability

13. Termination: Circumstances and process for ending the agreement

14. Governing Law and Dispute Resolution: Application of Indonesian law and method of resolving disputes

15. General Provisions: Standard clauses including notices, amendments, and severability

Optional Sections

1. Investment Management: Additional provisions for cases where the advisor provides investment management recommendations

2. International Services: Additional provisions for cross-border advisory services

3. Digital Services: Specific terms for digital or online advisory services

4. Research Services: Terms regarding the provision of research reports and analysis

5. Performance Reporting: Requirements for performance measurement and reporting

6. Team Designation: Named individuals responsible for providing the services

7. Success Fees: Structure and conditions for performance-based fees

8. Force Majeure: Provisions for unforeseen circumstances affecting service delivery

Suggested Schedules

1. Schedule 1 - Service Description: Detailed breakdown of specific advisory services and deliverables

2. Schedule 2 - Fee Structure: Detailed fee calculations, rates, and payment terms

3. Schedule 3 - Required Information: List of information and documents required from the client

4. Schedule 4 - Compliance Requirements: Specific regulatory requirements and compliance procedures

5. Schedule 5 - Key Personnel: Details of key team members and their qualifications

6. Appendix A - Service Level Standards: Performance standards and service level commitments

7. Appendix B - Reporting Templates: Standard formats for various reports and communications

8. Appendix C - Risk Disclosure: Standard risk warnings and disclaimers

Authors

Alex Denne

Head of Growth (Open Source Law) @ tiktok成人版 | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions




















































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Relevant Industries

Financial Services

Banking

Investment Management

Corporate Finance

Wealth Management

Insurance

Real Estate

Private Equity

Asset Management

Professional Services

Technology

Manufacturing

Mining

Energy

Infrastructure

Relevant Teams

Legal

Finance

Compliance

Risk Management

Corporate Finance

Investment Management

Client Relations

Business Development

Treasury

Operations

Due Diligence

Advisory Services

Wealth Management

Portfolio Management

Relevant Roles

Chief Financial Officer

Finance Director

Investment Manager

Financial Advisor

Wealth Manager

Corporate Finance Manager

Investment Consultant

Legal Counsel

Compliance Officer

Risk Manager

Portfolio Manager

Managing Director

Business Development Manager

Client Relationship Manager

Treasury Manager

Industries








Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks, 聽Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination, 聽Severance Pay, Governing Law, Entire Agreemen

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