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Investment Management Contract
"I need an Investment Management Contract under Indonesian law for a Jakarta-based asset management firm managing a retail client's portfolio of IDX-listed securities, with standard reporting requirements and a management fee of 2% per annum."
1. Parties: Identification of the Investment Manager and the Client, including registration details and licensing information
2. Background: Context of the agreement and brief description of the parties' intentions
3. Definitions: Definitions of key terms used throughout the agreement
4. Appointment and Authority: Formal appointment of the investment manager and scope of their authority
5. Investment Objectives and Strategy: Detailed description of investment goals, strategy, and any investment restrictions
6. Services and Responsibilities: Specific services to be provided by the investment manager and their responsibilities
7. Client's Representations and Warranties: Client's confirmations regarding their legal capacity, understanding of risks, and source of funds
8. Investment Manager's Representations and Warranties: Investment manager's confirmations regarding licenses, capabilities, and compliance
9. Fees and Expenses: All fees, charges, and expenses, including management fees, performance fees, and other costs
10. Reporting and Valuations: Requirements for periodic reporting, portfolio valuations, and performance measurements
11. Risk Disclosures: Comprehensive disclosure of investment risks and market conditions
12. Compliance and Anti-Money Laundering: Obligations regarding regulatory compliance and AML requirements
13. Confidentiality: Provisions regarding the protection and handling of confidential information
14. Term and Termination: Duration of the agreement and circumstances for termination
15. Governing Law and Dispute Resolution: Choice of law and methods for resolving disputes
1. Custodian Arrangements: Required when a third-party custodian is involved in holding client assets
2. Foreign Investment Provisions: Required when the investment strategy includes foreign investments
3. Shariah Compliance: Required for Islamic investment management services
4. Investment Committee: Required when an investment committee will be established to oversee investment decisions
5. Sub-Manager Provisions: Required when the investment manager may delegate responsibilities to sub-managers
6. Force Majeure: Optional provisions for extraordinary circumstances affecting contract performance
7. Special Investment Restrictions: Required when client has specific investment restrictions or preferences
1. Investment Guidelines: Detailed investment parameters, restrictions, and benchmarks
2. Fee Schedule: Detailed breakdown of all fees, calculations, and payment terms
3. Risk Disclosure Statement: Comprehensive statement of risks as required by OJK regulations
4. Authorized Persons: List of persons authorized to give instructions on behalf of the client
5. Reporting Format: Templates and specifications for regular reporting
6. KYC Documentation: Required know-your-customer forms and documentation
7. Power of Attorney: Standard form of power of attorney for investment management activities
8. Service Level Agreement: Detailed service standards and performance metrics
Authors
Financial Services
Asset Management
Banking
Investment Banking
Wealth Management
Private Equity
Insurance
Pension Funds
Family Offices
Corporate Treasury
Legal
Compliance
Investment Management
Risk Management
Client Relations
Operations
Finance
Treasury
Portfolio Management
Wealth Management
Due Diligence
Investment Analysis
Investment Manager
Portfolio Manager
Chief Investment Officer
Compliance Officer
Legal Counsel
Risk Manager
Client Relationship Manager
Fund Manager
Investment Advisor
Chief Financial Officer
Treasury Manager
Operations Manager
Due Diligence Officer
Investment Analyst
Wealth Manager
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