Securities and Futures Act (SFA): Primary legislation governing securities, futures, and financial services in Singapore. Regulates investment products, licensing requirements, and market conduct.
Financial Advisers Act (FAA): Regulates financial advisory services in Singapore, including requirements for providing investment advice and selling investment products.
Companies Act: Provides the legal framework for companies operating in Singapore, including corporate governance requirements and directors' duties.
Trust Companies Act: Regulates trust companies and their operations in Singapore, particularly relevant for asset management and custody services.
MAS Guidelines: Regulatory guidelines issued by the Monetary Authority of Singapore providing detailed requirements for financial institutions and investment management.
Code on Collective Investment Schemes: Specific regulations governing the establishment and operation of collective investment schemes in Singapore.
Guidelines on Fit and Proper Criteria: Standards for assessing the fitness and propriety of persons involved in regulated financial activities.
AML/CFT Requirements: Anti-Money Laundering and Countering the Financing of Terrorism regulations that must be incorporated into operational procedures.
Personal Data Protection Act (PDPA): Governs the collection, use, and disclosure of personal data, ensuring privacy protection in business operations.
Contract Law: Common law principles governing contract formation, enforcement, and remedies in Singapore.
Civil Law Act: Provides the framework for civil matters and contractual relationships in Singapore.
Income Tax Act: Governs taxation matters related to investment income and financial services in Singapore.
Retail Investor Protection Requirements: Enhanced regulatory requirements for dealing with retail investors, including additional disclosure obligations and investment restrictions.
