The Finder's Fee Agreement For Investment Capital is essential when companies seek to raise capital through intermediaries who can connect them with potential investors. This document, governed by U.S. securities laws, outlines the finder's role, compensation structure, and compliance requirements while protecting both parties' interests. It's particularly important given the regulatory scrutiny around investment-related introductions and the need to clearly distinguish finder services from regulated broker-dealer activities. The agreement typically includes specific provisions about success fees, regulatory compliance, and the scope of permitted activities under federal and state securities laws.
Your data doesn't train Genie's AI
You keep IP ownership聽of your information
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
OR
Let tiktok成人版's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.
1. Parties: Identifies the finder and the client company, including full legal names and addresses
2. Background: Explains the context: client seeking investment capital and finder's role in identifying potential investors
3. Definitions: Defines key terms including 'Qualified Investor', 'Investment', 'Success Fee', and 'Introduction'
4. Services: Details the specific services the finder will provide and any limitations
5. Compensation: Specifies fee structure, payment terms, and conditions for earning fees
6. Term and Termination: Duration of the agreement and termination provisions
7. Regulatory Compliance: Acknowledgments regarding securities laws and regulatory requirements
1. Exclusivity: Additional provisions when finder has exclusive rights to introduce certain investors
2. Tail Period: Defines period after termination during which finder remains entitled to fees
3. International Provisions: Additional provisions and requirements for cross-border activities when seeking international investors
1. Schedule A - Fee Structure: Detailed breakdown of fee calculations and payment terms
2. Schedule B - Excluded Investors: List of investors already known to client or excluded from agreement
3. Schedule C - Compliance Requirements: Detailed regulatory compliance requirements and procedures
4. Schedule D - Reporting Requirements: Templates and procedures for reporting introductions and tracking potential investments
Authors
Relevant legal definitions
Clauses
Relevant Industries
Relevant Teams
Relevant Roles
Find the exact document you need
Money Market Repurchase Agreement
U.S.-governed agreement for short-term secured lending through securities sale and repurchase transactions.
find out more
Investment Club LLC Operating Agreement
A U.S. legal document establishing the governance structure and operating rules for an investment club organized as an LLC.
find out more
Family Investment LLC Operating Agreement
A U.S.-governed legal agreement establishing the structure and operations of a family-owned LLC for investment purposes.
find out more
Term Sheet Venture Capital
A non-binding document under U.S. law that outlines key terms for venture capital investment, serving as a blueprint for final documentation.
find out more
Rental Property LLC Operating Agreement
A US-compliant legal document establishing the structure and operations of an LLC focused on rental property management.
find out more
Investment Agreement Letter
A legally binding document under US law that outlines the terms and conditions of an investment commitment between an investor and a company.
find out more
Silent Partner Investment Contract
A U.S.-governed agreement establishing terms between a silent investor and business operator in a limited partnership structure.
find out more
Real Estate Equity Purchase Agreement
A U.S.-compliant legal agreement for the purchase and sale of real property, outlining transaction terms and conditions.
find out more
LLC Operating Agreement With Investors
A U.S. legal document governing the relationship between LLC members and investors, establishing rights, responsibilities, and operational framework.
find out more
LLC Investment Term Sheet
A U.S.-governed preliminary document outlining key terms and conditions for investing in an LLC.
find out more
Real Estate Syndication Operating Agreement
A U.S.-governed agreement establishing the framework for real estate investment partnerships between sponsors and passive investors.
find out more
Stock Borrowing And Lending Agreement
A U.S.-governed agreement establishing terms for securities lending between parties, compliant with SEC and FINRA regulations.
find out more
Real Estate Private Equity Term Sheet
A U.S.-governed preliminary document outlining key terms and conditions for investment in a real estate private equity fund.
find out more
Private Equity General Partner Agreement
A U.S.-governed agreement establishing the relationship between a private equity fund's general partner and the fund, including management and economic terms.
find out more
Private Equity Fund Agreement
A U.S.-governed agreement establishing the terms and structure of a private equity fund, including investor rights, management obligations, and profit-sharing arrangements.
find out more
Letter Of Intent To Purchase Stock
A preliminary document used in the U.S. that outlines the intended terms for a stock purchase transaction.
find out more
Hedge Fund Limited Partnership Agreement
A U.S.-governed agreement establishing a hedge fund as a limited partnership, defining investor rights, management responsibilities, and operational terms.
find out more
Investment Club Operating Agreement
A U.S.-governed agreement establishing the structure and rules for an investment club's operations and member relationships.
find out more
Hedge Fund Subscription Agreement
A U.S.-governed legal agreement documenting an investor's subscription to a hedge fund, subject to federal securities laws and regulations.
find out more
Simple Agreement For Future Equity Term Sheet
A U.S.-governed term sheet outlining key terms for a SAFE investment instrument used in early-stage startup financing.
find out more
Convertible Equity Term Sheet
A U.S.-compliant preliminary agreement outlining terms for convertible equity investment in a company.
find out more
Real Estate Holding Company Operating Agreement
A U.S.-governed legal agreement establishing the operational framework for a real estate holding LLC, defining member rights, management structure, and profit distribution.
find out more
LLC Share Purchase Agreement
A U.S.-governed agreement for the purchase and sale of LLC membership interests, detailing transfer terms and conditions.
find out more
Investment LLC Operating Agreement
A U.S.-governed legal agreement establishing the operational framework for an investment-focused Limited Liability Company.
find out more
Real Estate Partnership Agreements
A U.S.-governed agreement establishing terms and conditions for real estate partnerships, including partner rights, responsibilities, and operational framework.
find out more
Capital Raising Mandate Agreement
A U.S.-governed agreement appointing a financial advisor to raise capital, subject to federal and state securities laws.
find out more
Share Investment Agreement
A U.S.-governed legal agreement documenting the terms and conditions of a share investment in a company, subject to federal and state securities laws.
find out more
Movie Investment Contract
A U.S.-governed legal agreement establishing terms for financial investment in film projects, subject to federal and state securities laws.
find out more
Stock Contribution Agreement
A U.S.-governed agreement documenting the transfer of shares from a contributor to a receiving entity, ensuring compliance with securities laws and protecting parties' interests.
find out more
Preference Shares Investment Agreement
A U.S.-governed agreement establishing terms for investment in company preferred stock, including shareholder rights and regulatory compliance.
find out more
Personal Investment Contract
A U.S.-governed agreement establishing terms between an individual investor and investment manager, compliant with federal and state securities laws.
find out more
Rental Property Partnership Agreement
A U.S.-governed agreement establishing a partnership for rental property investment and management, defining partner rights, responsibilities, and operational procedures.
find out more
Wholesale Real Estate Purchase Agreement
U.S.-compliant agreement for wholesale real estate transactions enabling property purchase and subsequent contract assignment.
find out more
Stock Purchase Agreement Term Sheet
A preliminary document outlining key terms for stock purchase and sale under U.S. securities laws.
find out more
Equity Shares Agreement
A U.S.-governed agreement establishing terms and conditions for company share ownership, subject to federal and state securities laws.
find out more
Designated Investment Agreement
A U.S.-governed agreement establishing terms for managing designated investment assets under federal and state securities laws.
find out more
Term Sheet For Investors
A non-binding document outlining key investment terms and conditions under U.S. securities laws.
find out more
Placement Agent Agreement Private Equity Fund
A U.S.-governed agreement establishing terms for placement agent services in private equity fund capital raising.
find out more
Limited Partnership Agreement Venture Capital
A U.S.-governed agreement establishing a venture capital fund's structure, management, and operation as a limited partnership.
find out more
Short Term Investment Agreement
A U.S.-governed agreement establishing terms and conditions for short-term investments, compliant with federal and state securities laws.
find out more
骋别苍颈别鈥檚 Security Promise
Genie is the safest place to draft. Here鈥檚 how we prioritise your privacy and security.
Your documents are private:
We do not train on your data; 骋别苍颈别鈥檚 AI improves independently
All data stored on Genie is private to your organisation
Your documents are protected:
Your documents are protected by ultra-secure 256-bit encryption
We are ISO27001 certified, so your data is secure
Organizational security:
You retain IP ownership of your documents and their information
You have full control over your data and who gets to see it
.png)