The Loan Against Shares Agreement is utilized when shareholders seek to leverage their equity holdings without selling their shares. This contract type is particularly relevant in the United States market, where it must comply with both federal securities regulations and state-specific requirements. The agreement typically includes detailed provisions for loan amount, interest rates, margin maintenance requirements, and procedures for share transfer in case of default. It's essential for situations where immediate liquidity is needed while maintaining long-term ownership of securities, and requires careful consideration of SEC regulations, UCC provisions, and Federal Reserve Board requirements regarding margin lending.
Your data doesn't train Genie's AI
You keep IP ownership聽of your information
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
OR
Let tiktok成人版's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.
1. Parties: Identification of lender and borrower with full legal names and addresses
2. Background: Context of the loan arrangement and purpose
3. Definitions: Key terms used throughout the agreement including securities-related terminology
4. Loan Amount and Terms: Principal amount, interest rate, tenure, and repayment schedule
5. Security/Collateral: Details of shares being pledged, including quantity and company information
6. Representations and Warranties: Statements of fact by borrower regarding ownership and authority over shares
7. Covenants: Ongoing obligations of the borrower during the loan term
8. Events of Default: Circumstances constituting default and consequences
9. Enforcement Rights: Lender's rights and remedies upon default
10. Governing Law: Applicable jurisdiction and dispute resolution mechanisms
1. Margin Call Provisions: Terms for additional collateral requirements if share value decreases
2. Insurance: Requirements for insurance of collateral if applicable
3. Voting Rights: Provisions regarding voting rights of pledged shares during loan term
4. Dividend Rights: Treatment of dividends on pledged shares during loan term
5. Tax Provisions: Allocation of tax responsibilities and withholding requirements
1. Schedule of Pledged Shares: Detailed list of shares including certificate numbers and quantities
2. Repayment Schedule: Detailed payment dates and amounts
3. Form of Share Transfer Form: Template for share transfer documentation
4. Form of Power of Attorney: Template for authority to transfer shares in event of default
5. Valuation Methodology: Agreed method for valuing shares for margin purposes
Relevant legal definitions
Clauses
Relevant Industries
Relevant Teams
Relevant Roles
Find the exact document you need
Credit Agreement Margin Account
A U.S.-governed agreement establishing terms for margin lending between a broker-dealer and customer for securities trading.
find out more
Model Intercreditor Agreement
A U.S.-law governed agreement establishing rights and priorities between different classes of creditors in secured financing transactions.
find out more
Simple Loan Agreement With Collateral
A U.S. legal agreement establishing terms for a secured loan, including collateral provisions and repayment terms.
find out more
Sale Of LLC Interest Agreement
A U.S. legal agreement documenting the sale and transfer of ownership interests in a Limited Liability Company from one party to another.
find out more
Sale Of Shares Agreement LLC
A U.S. legal agreement documenting the sale and transfer of ownership interests in a Limited Liability Company.
find out more
Collateral Substitute Exchange Agreement
A U.S. legal agreement enabling the exchange of existing loan collateral with substitute collateral while maintaining security interests under UCC provisions.
find out more
Chattel Mortgage Security Agreement
A U.S. legal document creating a security interest in movable property (chattel) to secure a loan, governed by the UCC and state laws.
find out more
Pre Lease Deposit Agreement
A U.S. legal document securing a deposit payment prior to executing a formal lease agreement, subject to state-specific property laws.
find out more
Lending Agreement With Collateral
A U.S.-governed agreement establishing terms for a secured loan, including collateral provisions and security interests under UCC.
find out more
Security Agreement Contract
A U.S.-governed agreement creating a security interest in collateral to secure an obligation, subject to UCC Article 9.
find out more
Pledge Security Agreement
A U.S. law-governed agreement creating a security interest in assets to secure an obligation, subject to UCC Article 9.
find out more
Auto Security Agreement
A U.S. legal document creating a lender's security interest in a motor vehicle under UCC Article 9 and state laws.
find out more
Restaurant Investment Contract
A U.S.-governed agreement establishing terms for restaurant business investment, including ownership rights and profit-sharing arrangements.
find out more
Broker Dealer Referral Agreement
A U.S.-governed agreement establishing terms for referring clients to broker-dealers, compliant with SEC and FINRA regulations.
find out more
Key Holding Contract
A U.S.-compliant agreement governing the professional storage and management of property keys by a security service provider.
find out more
Security Interest Agreement
A U.S. legal document creating an enforceable security interest in collateral under UCC Article 9 to secure an obligation.
find out more
Safe Deposit Box Lease Agreement
A U.S.-governed agreement between a financial institution and customer for the rental and use of a secure storage box within the institution's premises.
find out more
Mortgage Security Agreement
A U.S. legal document creating a security interest in real property to secure a loan, subject to federal and state mortgage regulations.
find out more
Stock Collateral Loan Agreement
A U.S.-governed agreement establishing terms for a loan secured by stocks or securities, subject to federal and state securities regulations.
find out more
Pledged Collateral Account Control Agreement
A U.S. tri-party agreement establishing control over accounts pledged as collateral under UCC Article 9.
find out more
Tri Party Collateral Agreement
A U.S.-governed agreement between three parties establishing terms for custody and management of collateral assets, including rights and obligations of pledgor, secured party, and custodian.
find out more
Safe Deposit Box Rental Agreement
A U.S.-compliant contract establishing terms for renting a secure storage box from a financial institution.
find out more
Purchase Money Security Agreement
A U.S. legal document under UCC Article 9 that creates a security interest in specific purchased goods to secure their financing.
find out more
Master Loan And Security Agreement
A U.S.-governed agreement combining loan terms and security arrangements for secured lending transactions.
find out more
Loan Against Shares Agreement
A U.S.-governed agreement establishing terms for loans secured by shares as collateral, subject to federal and state securities regulations.
find out more
Cyber Security Agreement
A U.S.-governed agreement establishing terms for cybersecurity services, data protection, and incident response procedures.
find out more
Confidentiality Ip And Data Protection Agreement
A U.S.-governed agreement combining confidentiality, IP protection, and data privacy compliance obligations.
find out more
Preferred Stock Subscription Agreement
A U.S.-governed agreement documenting the purchase of preferred stock by investors, including terms, conditions, and rights of the investment.
find out more
Debenture Purchase Agreement
A U.S.-governed agreement for the issuance and purchase of corporate debentures, subject to federal and state securities laws.
find out more
Purchase Security Agreement
A U.S. legal document creating a security interest in property to secure payment or performance of an obligation, governed by UCC Article 9.
find out more
Note And Warrant Purchase Agreement
A U.S.-governed agreement establishing terms for investors to purchase convertible notes and warrants from a company.
find out more
Note And Security Agreement
A U.S. legal document combining a promissory note with a security agreement, establishing loan terms and collateral rights under UCC provisions.
find out more
Global Collateral Account Control Agreement
A U.S.-governed agreement establishing control over global collateral accounts and security interests under UCC regulations.
find out more
Factoring And Security Agreement
A U.S.-governed agreement establishing terms for the sale of accounts receivable to a factor and granting associated security interests.
find out more
Debenture Trustee Agreement
A U.S.-governed agreement appointing a trustee to act on behalf of debenture holders and setting out the terms of the relationship between issuer and trustee.
find out more
Data Protection Agreement
A legally binding agreement governing personal data processing and protection under U.S. federal and state privacy laws.
find out more
Consumer Security Agreement
A U.S. legal document that establishes a lender's security interest in a consumer borrower's property as collateral for a loan or credit.
find out more
Commercial Pledge Agreement
A U.S.-governed agreement establishing a security interest in assets as collateral for securing obligations.
find out more
Collateral Control Agreement
A U.S.-governed agreement establishing third-party control over collateral securing a loan or obligation, subject to UCC Article 9.
find out more
Preferred Equity Agreement
A U.S.-governed agreement establishing terms and conditions for preferred stock issuance, including investor rights and privileges.
find out more
骋别苍颈别鈥檚 Security Promise
Genie is the safest place to draft. Here鈥檚 how we prioritise your privacy and security.
Your documents are private:
We do not train on your data; 骋别苍颈别鈥檚 AI improves independently
All data stored on Genie is private to your organisation
Your documents are protected:
Your documents are protected by ultra-secure 256-bit encryption
We are ISO27001 certified, so your data is secure
Organizational security:
You retain IP ownership of your documents and their information
You have full control over your data and who gets to see it
.png)