tiktok成人版

Preferred Stock Subscription Agreement for the United States

Preferred Stock Subscription Agreement Template for United States

A legally binding agreement governed by U.S. federal and state securities laws that documents the terms and conditions under which an investor purchases preferred stock from a company. The agreement includes detailed provisions about the stock's rights, preferences, and privileges, as well as representations and warranties from both parties, closing conditions, and various investor rights such as registration rights and information rights. It must comply with both federal securities regulations and applicable state Blue Sky laws.

Your data doesn't train Genie's AI

You keep IP ownership聽of your information

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Download a Standard Template

4.6 / 5
4.8 / 5
Access for free
OR

Alternatively: Run an advanced review of an existing
Preferred Stock Subscription Agreement

Let tiktok成人版's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.

What is a Preferred Stock Subscription Agreement?

A Preferred Stock Subscription Agreement is commonly used in venture capital and private equity transactions in the United States when companies seek to raise capital by issuing preferred stock. The document serves as the primary investment instrument that outlines the terms of the stock purchase, including price per share, number of shares, and special rights attached to the shares. It includes crucial protective provisions for both the company and investors, ensuring compliance with securities laws and establishing a framework for the ongoing relationship between the parties. This agreement is particularly important as it creates a class of stock with special rights and preferences superior to common stock.

What sections should be included in a Preferred Stock Subscription Agreement?

1. Parties: Identification of the company and the investor(s)

2. Background: Context of the transaction and authorization for stock issuance

3. Definitions: Key terms used throughout the agreement

4. Purchase and Sale: Core terms of the stock purchase, including price and number of shares

5. Representations and Warranties of the Company: Company's statements about its condition and authority

6. Representations and Warranties of the Investor: Investor's statements about their status and authority

7. Closing Conditions: Requirements that must be met before closing

8. Registration Rights: Rights related to future registration of the shares

What sections are optional to include in a Preferred Stock Subscription Agreement?

1. Board Appointment Rights: Rights to appoint board members, used when investors require board representation

2. Anti-dilution Protection: Protection against future dilution, typically included for larger investments

3. Information Rights: Rights to receive company information, used for significant investors

4. Right of First Refusal: Rights on future stock sales, typically for strategic investors

What schedules should be included in a Preferred Stock Subscription Agreement?

1. Certificate of Designation: Details of preferred stock rights and preferences

2. Disclosure Schedule: Exceptions to representations and warranties

3. Capitalization Table: Current and post-investment capital structure

4. Form of Legal Opinion: Template for legal opinion to be delivered at closing

5. Investor Questionnaire: Form to verify investor accreditation status

Authors

Alex Denne

Head of Growth (Open Source Law) @ tiktok成人版 | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Jurisdiction

United States

Document Type

Security Agreement

Cost

Free to use
Clauses
























Industries

Securities Act of 1933: Federal law governing registration and disclosure requirements for securities offerings, particularly Sections 4(a)(2) and Regulation D for private placements

Securities Exchange Act of 1934: Federal law regulating secondary market trading and establishing SEC oversight of securities markets

State Blue Sky Laws: State-specific securities laws governing registration requirements, disclosure obligations, and investor qualification standards

Delaware General Corporation Law: Primary corporate law statute for Delaware corporations, governing corporate structure and stockholder rights (if company is Delaware-incorporated)

State Corporation Laws: State-specific laws governing corporate formation, operation, and stock issuance requirements in the state of incorporation

Investment Company Act of 1940: Federal law regulating investment companies and their activities, including requirements for companies that might be deemed investment companies

Internal Revenue Code: Federal tax laws affecting preferred stock issuance, including Section 1202 requirements for qualified small business stock

State Contract Law: State-specific laws governing contract formation, statute of frauds, and enforceability provisions

Uniform Commercial Code: Model code adopted by states governing commercial transactions, particularly Article 8 (Investment Securities) and Article 9 (Secured Transactions)

CFIUS Regulations: Federal regulations governing review of foreign investments in U.S. companies for national security implications

Corporate Governance Documents: Company's Certificate of Incorporation, Bylaws, and board resolutions authorizing stock issuance

Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks, 聽Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination, 聽Severance Pay, Governing Law, Entire Agreemen

Find the exact document you need

Credit Agreement Margin Account

A U.S.-governed agreement establishing terms for margin lending between a broker-dealer and customer for securities trading.

find out more

Model Intercreditor Agreement

A U.S.-law governed agreement establishing rights and priorities between different classes of creditors in secured financing transactions.

find out more

Simple Loan Agreement With Collateral

A U.S. legal agreement establishing terms for a secured loan, including collateral provisions and repayment terms.

find out more

Sale Of LLC Interest Agreement

A U.S. legal agreement documenting the sale and transfer of ownership interests in a Limited Liability Company from one party to another.

find out more

Sale Of Shares Agreement LLC

A U.S. legal agreement documenting the sale and transfer of ownership interests in a Limited Liability Company.

find out more

Collateral Substitute Exchange Agreement

A U.S. legal agreement enabling the exchange of existing loan collateral with substitute collateral while maintaining security interests under UCC provisions.

find out more

Chattel Mortgage Security Agreement

A U.S. legal document creating a security interest in movable property (chattel) to secure a loan, governed by the UCC and state laws.

find out more

Pre Lease Deposit Agreement

A U.S. legal document securing a deposit payment prior to executing a formal lease agreement, subject to state-specific property laws.

find out more

Lending Agreement With Collateral

A U.S.-governed agreement establishing terms for a secured loan, including collateral provisions and security interests under UCC.

find out more

Security Agreement Contract

A U.S.-governed agreement creating a security interest in collateral to secure an obligation, subject to UCC Article 9.

find out more

Pledge Security Agreement

A U.S. law-governed agreement creating a security interest in assets to secure an obligation, subject to UCC Article 9.

find out more

Auto Security Agreement

A U.S. legal document creating a lender's security interest in a motor vehicle under UCC Article 9 and state laws.

find out more

Restaurant Investment Contract

A U.S.-governed agreement establishing terms for restaurant business investment, including ownership rights and profit-sharing arrangements.

find out more

Broker Dealer Referral Agreement

A U.S.-governed agreement establishing terms for referring clients to broker-dealers, compliant with SEC and FINRA regulations.

find out more

Key Holding Contract

A U.S.-compliant agreement governing the professional storage and management of property keys by a security service provider.

find out more

Security Interest Agreement

A U.S. legal document creating an enforceable security interest in collateral under UCC Article 9 to secure an obligation.

find out more

Safe Deposit Box Lease Agreement

A U.S.-governed agreement between a financial institution and customer for the rental and use of a secure storage box within the institution's premises.

find out more

Mortgage Security Agreement

A U.S. legal document creating a security interest in real property to secure a loan, subject to federal and state mortgage regulations.

find out more

Stock Collateral Loan Agreement

A U.S.-governed agreement establishing terms for a loan secured by stocks or securities, subject to federal and state securities regulations.

find out more

Pledged Collateral Account Control Agreement

A U.S. tri-party agreement establishing control over accounts pledged as collateral under UCC Article 9.

find out more

Tri Party Collateral Agreement

A U.S.-governed agreement between three parties establishing terms for custody and management of collateral assets, including rights and obligations of pledgor, secured party, and custodian.

find out more

Safe Deposit Box Rental Agreement

A U.S.-compliant contract establishing terms for renting a secure storage box from a financial institution.

find out more

Purchase Money Security Agreement

A U.S. legal document under UCC Article 9 that creates a security interest in specific purchased goods to secure their financing.

find out more

Master Loan And Security Agreement

A U.S.-governed agreement combining loan terms and security arrangements for secured lending transactions.

find out more

Loan Against Shares Agreement

A U.S.-governed agreement establishing terms for loans secured by shares as collateral, subject to federal and state securities regulations.

find out more

Cyber Security Agreement

A U.S.-governed agreement establishing terms for cybersecurity services, data protection, and incident response procedures.

find out more

Confidentiality Ip And Data Protection Agreement

A U.S.-governed agreement combining confidentiality, IP protection, and data privacy compliance obligations.

find out more

Preferred Stock Subscription Agreement

A U.S.-governed agreement documenting the purchase of preferred stock by investors, including terms, conditions, and rights of the investment.

find out more

Debenture Purchase Agreement

A U.S.-governed agreement for the issuance and purchase of corporate debentures, subject to federal and state securities laws.

find out more

Purchase Security Agreement

A U.S. legal document creating a security interest in property to secure payment or performance of an obligation, governed by UCC Article 9.

find out more

Note And Warrant Purchase Agreement

A U.S.-governed agreement establishing terms for investors to purchase convertible notes and warrants from a company.

find out more

Note And Security Agreement

A U.S. legal document combining a promissory note with a security agreement, establishing loan terms and collateral rights under UCC provisions.

find out more

Global Collateral Account Control Agreement

A U.S.-governed agreement establishing control over global collateral accounts and security interests under UCC regulations.

find out more

Factoring And Security Agreement

A U.S.-governed agreement establishing terms for the sale of accounts receivable to a factor and granting associated security interests.

find out more

Debenture Trustee Agreement

A U.S.-governed agreement appointing a trustee to act on behalf of debenture holders and setting out the terms of the relationship between issuer and trustee.

find out more

Data Protection Agreement

A legally binding agreement governing personal data processing and protection under U.S. federal and state privacy laws.

find out more

Consumer Security Agreement

A U.S. legal document that establishes a lender's security interest in a consumer borrower's property as collateral for a loan or credit.

find out more

Commercial Pledge Agreement

A U.S.-governed agreement establishing a security interest in assets as collateral for securing obligations.

find out more

Collateral Control Agreement

A U.S.-governed agreement establishing third-party control over collateral securing a loan or obligation, subject to UCC Article 9.

find out more

Preferred Equity Agreement

A U.S.-governed agreement establishing terms and conditions for preferred stock issuance, including investor rights and privileges.

find out more
See more related templates

骋别苍颈别鈥檚 Security Promise

Genie is the safest place to draft. Here鈥檚 how we prioritise your privacy and security.

Your documents are private:

We do not train on your data; 骋别苍颈别鈥檚 AI improves independently

All data stored on Genie is private to your organisation

Your documents are protected:

Your documents are protected by ultra-secure 256-bit encryption

We are ISO27001 certified, so your data is secure

Organizational security:

You retain IP ownership of your documents and their information

You have full control over your data and who gets to see it