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Complaints Policy
I need a complaints policy that outlines a clear and accessible process for employees to raise concerns, ensures confidentiality, and includes a timeline for resolution. The policy should comply with Australian workplace laws and promote a culture of transparency and fairness.
What is a Complaints Policy?
A Complaints Policy outlines how an organization handles and resolves customer grievances. It sets clear steps for receiving, investigating, and responding to complaints, helping businesses meet their obligations under Australian Consumer Law and industry-specific regulations.
This essential document protects both customers and organizations by establishing fair timeframes, documenting procedures, and defining staff responsibilities. It typically includes contact methods, response standards, and escalation paths, while ensuring compliance with relevant oversight bodies like the ACCC or industry ombudsmen. Good policies emphasize quick, fair resolution and help improve service quality through feedback.
When should you use a Complaints Policy?
Use a Complaints Policy when starting a new business, expanding customer service operations, or responding to rising customer disputes. This document becomes essential once your organization regularly interacts with customers or clients, especially in regulated sectors like healthcare, financial services, or retail in Australia.
It's particularly important to implement a Complaints Policy before receiving formal complaints from regulators or ombudsmen. Having clear procedures helps staff handle issues consistently, prevents escalation to external bodies, and demonstrates compliance with Australian Consumer Law. Many businesses create or update their policy after experiencing a significant complaint or discovering gaps in their dispute resolution process.
What are the different types of Complaints Policy?
- Complaints Policy And Procedure: Comprehensive template combining policy principles with step-by-step procedures, suitable for most businesses
- Customer Complaint Policy: Focused on retail and service businesses, emphasizing customer-facing resolution processes
- Care Home Complaints Procedure: Specialized for aged care facilities, addressing resident and family concerns
- Complaints Management Policy: Enterprise-level framework for systematic complaint handling across departments
- Complaints Procedure For Doctors Surgery: Healthcare-specific format meeting medical practice requirements
Who should typically use a Complaints Policy?
- Business Owners and Managers: Responsible for approving and implementing the Complaints Policy, ensuring staff training, and overseeing compliance
- Customer Service Teams: Use the policy daily to handle and resolve customer issues according to set procedures
- Legal Advisors: Draft and review policies to ensure alignment with Australian Consumer Law and industry regulations
- Compliance Officers: Monitor adherence to the policy and report on complaint patterns and resolution metrics
- Customers and Clients: Protected by and entitled to use the complaint procedures outlined in the policy when issues arise
- Industry Regulators: Review policies during audits and investigations to ensure they meet required standards
How do you write a Complaints Policy?
- Review Current Processes: Document existing complaint handling methods and identify gaps or inefficiencies
- Industry Requirements: Check relevant Australian industry standards and regulatory requirements for complaint handling
- Staff Input: Gather feedback from customer service teams about common issues and resolution processes
- Response Timeframes: Set realistic deadlines for acknowledging and resolving different types of complaints
- Contact Details: List key staff members responsible for complaint handling and escalation paths
- Documentation System: Plan how complaints will be recorded, tracked, and reported
- Template Selection: Use our platform to generate a legally-sound policy template tailored to your industry
What should be included in a Complaints Policy?
- Purpose Statement: Clear outline of policy objectives and commitment to fair complaint resolution
- Scope and Definitions: What constitutes a complaint and who can make one under Australian Consumer Law
- Complaint Channels: Specified methods for submitting complaints and contact details
- Response Timeline: Maximum timeframes for acknowledgment and resolution as per industry standards
- Privacy Compliance: How complaint data is handled under Australian Privacy Principles
- Escalation Process: Clear steps for escalating unresolved complaints to senior management
- External Bodies: Information about relevant ombudsman services and regulatory bodies
- Record Keeping: Documentation requirements and retention periods for complaint records
What's the difference between a Complaints Policy and an Anti-Facilitation of Tax Evasion Policy?
A Complaints Policy is often confused with a Customer Service Policy, but they serve distinct purposes in Australian business operations. While both deal with customer interactions, their scope and application differ significantly.
- Focus and Scope: Complaints Policies specifically outline procedures for handling grievances and disputes, while Customer Service Policies cover broader service standards and expectations
- Legal Requirements: Complaints Policies must meet specific regulatory requirements under Australian Consumer Law for dispute resolution, whereas Customer Service Policies are more flexible and internally defined
- Implementation Timing: Customer Service Policies guide day-to-day operations proactively, while Complaints Policies activate when issues arise
- Content Structure: Complaints Policies include mandatory elements like escalation procedures and timeframes, while Customer Service Policies focus on service standards and best practices
- Regulatory Oversight: Complaints Policies often require approval from industry regulators or ombudsmen, while Customer Service Policies typically don't need external validation
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