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Investigation Report
"I need an investigation report detailing a corporate fraud case involving embezzlement of $500,000 over a 2-year period, including evidence, witness statements, and recommendations for legal action and policy changes."
What is an Investigation Report?
An Investigation Report documents the findings, evidence, and conclusions from a formal workplace inquiry. It captures key details about incidents like workplace accidents, misconduct allegations, or compliance breaches that Australian organizations need to examine thoroughly.
These reports help businesses meet their legal obligations under Work Health and Safety laws and Fair Work regulations. They typically include witness statements, physical evidence, expert opinions, and specific recommendations for preventing similar issues. Good investigation reports protect organizations by creating a clear record of how incidents were handled and what steps were taken to address them.
When should you use an Investigation Report?
Create an Investigation Report immediately after any workplace incident that needs thorough examination - from safety accidents and equipment failures to harassment claims or suspected fraud. This documentation becomes crucial if regulatory bodies like SafeWork Australia or the Fair Work Commission get involved.
Time-sensitive situations demand quick action: workplace injuries requiring hospital treatment, data breaches affecting customer information, or serious misconduct allegations. The report protects your organization by showing you took appropriate steps to investigate and address issues. It also helps identify patterns and prevent similar incidents from happening again.
What are the different types of Investigation Report?
- Health and Safety Reports: Focus on workplace accidents, near-misses, and hazard identification, aligning with SafeWork Australia requirements
- HR Investigation Reports: Detail misconduct allegations, bullying claims, or discrimination complaints under Fair Work guidelines
- Financial Investigation Reports: Document suspected fraud, accounting irregularities, or compliance breaches
- IT Security Reports: Cover data breaches, cyber incidents, and privacy violations under Australian Privacy Principles
- Environmental Incident Reports: Address spills, contamination events, or breaches of environmental regulations
Who should typically use an Investigation Report?
- HR Managers and Workplace Investigators: Lead investigations and compile findings into formal reports for management review
- Legal Teams: Review reports for compliance with Australian law, advise on risk management, and handle any resulting legal actions
- Safety Officers: Document workplace incidents and compile evidence for SafeWork Australia reporting requirements
- Senior Management: Review findings, implement recommendations, and ensure appropriate follow-up actions
- Regulatory Bodies: Use reports during audits, investigations, or enforcement actions to assess organizational compliance
How do you write an Investigation Report?
- Initial Documentation: Gather incident details, date, time, location, and names of all involved parties immediately after the event
- Evidence Collection: Take photos, collect relevant documents, secure CCTV footage, and obtain written witness statements while memories are fresh
- Timeline Creation: Map out the sequence of events, noting any gaps or inconsistencies that need further investigation
- Policy Review: Check relevant workplace policies, procedures, and Australian regulations that apply to the incident
- Report Structure: Our platform helps organize findings into a clear, legally sound format that meets Australian compliance requirements
What should be included in an Investigation Report?
- Executive Summary: Clear overview of incident, scope of investigation, and key findings
- Investigation Details: Methodology used, evidence collected, and interviews conducted
- Privacy Statement: How confidential information and personal data are handled under Australian Privacy Principles
- Evidence Analysis: Factual findings supported by documented evidence and witness statements
- Recommendations: Specific actions to address findings and prevent future incidents
- Authentication: Date, investigator details, and signatures of relevant authorities
- Supporting Documents: Indexed attachments including photos, statements, and relevant policies
What's the difference between an Investigation Report and a Due Diligence Report?
An Investigation Report differs significantly from an Incident Report in both scope and purpose. While both documents deal with workplace events, they serve distinct functions in Australian business and legal contexts.
- Depth and Duration: Investigation Reports involve thorough analysis over time, including witness interviews, evidence collection, and detailed findings. Incident Reports capture immediate facts and initial responses right after an event occurs.
- Legal Weight: Investigation Reports carry more substantial legal authority, often used in court proceedings or regulatory compliance. Incident Reports mainly serve as preliminary documentation.
- Purpose: Investigation Reports aim to uncover root causes, establish accountability, and recommend preventive measures. Incident Reports focus on documenting what happened and immediate actions taken.
- Content Detail: Investigation Reports include comprehensive evidence analysis, witness statements, and detailed conclusions. Incident Reports typically contain basic facts, immediate response actions, and initial observations.
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