A Financial Advisor Contract is essential for establishing and maintaining a professional financial advisory relationship in Belgium. This document is used when an individual or firm provides financial advisory services to clients, whether they are retail, professional, or institutional investors. The contract must comply with strict Belgian regulatory requirements, including FSMA regulations and MiFID II implementation laws. It typically covers comprehensive service descriptions, fee structures, regulatory obligations, and risk management protocols. The agreement is particularly important in the Belgian context due to the country's specific financial services regulations and its position as a key financial center in the EU. This contract type helps ensure transparency, protect both parties' interests, and maintain compliance with Belgian and EU financial services legislation.
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
Your data doesn't train Genie's AI
You keep IP ownership聽of your docs
1. Parties: Identification of the Financial Advisor and the Client, including registration/license numbers and contact details
2. Background: Context of the agreement and confirmation of advisor's qualifications and regulatory status
3. Definitions: Key terms used throughout the agreement, including regulatory and technical financial terms
4. Scope of Services: Detailed description of financial advisory services to be provided, including specific areas of advice
5. Advisor's Obligations: Detailed responsibilities of the advisor, including regulatory compliance, reporting, and fiduciary duties
6. Client's Obligations: Client's responsibilities, including providing accurate information and necessary documentation
7. Fees and Payment Terms: Detailed fee structure, payment schedule, and expense reimbursement policies
8. Regulatory Compliance: Compliance with FSMA requirements, MiFID II, and other applicable regulations
9. Confidentiality and Data Protection: GDPR compliance, data handling procedures, and confidentiality obligations
10. Conflict of Interest: Procedures for identifying, disclosing, and managing potential conflicts of interest
11. Term and Termination: Duration of the agreement and conditions for termination by either party
12. Liability and Indemnification: Extent of advisor's liability, professional insurance, and indemnification provisions
13. General Provisions: Standard clauses including notices, amendments, governing law, and jurisdiction
1. Investment Policy Statement: Used when providing investment advisory services, defining investment objectives and strategies
2. Portfolio Management Services: Include when offering discretionary or non-discretionary portfolio management
3. Insurance Advisory Services: Required when providing insurance-related financial advice
4. Tax Advisory Disclaimer: Include when advice may have tax implications but tax advice is not part of the service
5. International Services: Required when providing cross-border advisory services within EU
6. Sub-Advisory Arrangements: Include when working with other financial professionals or firms
7. Digital Services: Required when providing online or digital advisory services
1. Schedule A - Fee Schedule: Detailed breakdown of all fees, charges, and commission structures
2. Schedule B - Services Description: Comprehensive list and description of all services offered
3. Schedule C - Client Risk Profile: Template for client risk assessment and investment profile
4. Schedule D - Compliance Procedures: Detailed compliance procedures and regulatory requirements
5. Appendix 1 - Required Client Documentation: List of required client documents and verification requirements
6. Appendix 2 - Privacy Policy: Detailed privacy policy and data protection procedures
7. Appendix 3 - Professional Credentials: Advisor's qualifications, registrations, and professional memberships
8. Appendix 4 - Complaint Handling Procedure: Process for handling client complaints and dispute resolution
Find the exact document you need
Advisory Contract
A Belgian law-governed Advisory Contract establishing terms and conditions for professional advisory services between advisor and client.
Download
Business Consultant Contract
Belgian law-governed agreement for establishing consulting service arrangements, defining terms, conditions, and obligations between consultants and client organizations.
Download
Board Of Advisors Agreement
Belgian-law governed agreement establishing the terms and conditions for advisory board members, including roles, responsibilities, and compensation.
Download
Financial Advisor Contract
Belgian law-governed contract establishing the terms and conditions between a financial advisor and client, compliant with FSMA and EU regulations.
Download
Advisor Contract
Belgian law-governed contract establishing terms and conditions for professional advisory services between a client and an independent advisor.
Download
骋别苍颈别鈥檚 Security Promise
Genie is the safest place to draft. Here鈥檚 how we prioritise your privacy and security.
Your documents are private:
We do not train on your data; 骋别苍颈别鈥檚 AI improves independently
All data stored on Genie is private to your organisation
Your documents are protected:
Your documents are protected by ultra-secure 256-bit encryption
We are ISO27001 certified, so your data is secure
Organizational security:
You retain IP ownership of your documents and their information
You have full control over your data and who gets to see it
.png)