tiktok³ÉÈË°æ

All Countries
Commercial
Investment Consulting Agreement

Investment Consulting Agreement Template for Canada

Create a bespoke document in minutes,  or upload and review your own.

4.6 / 5
4.8 / 5

Let's create your Investment Consulting Agreement

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Get your first 2 documents free

Your data doesn't train Genie's AI

You keep IP ownership of your information

Key Requirements PROMPT example:

Investment Consulting Agreement

"I need an Investment Consulting Agreement for my boutique advisory firm to provide portfolio management services to high-net-worth individuals in Ontario, with specific provisions for ESG investing strategies and sub-advisor arrangements."

Celebrated by
Collaborations with
Investors
Document background
An Investment Consulting Agreement is essential for establishing professional investment advisory relationships in the Canadian market. This document is typically used when an investment consultant or advisory firm agrees to provide investment guidance, portfolio analysis, or strategic investment planning services to clients. The agreement must comply with Canadian securities regulations, including provincial Securities Acts and National Instrument 31-103, which govern registration requirements and ongoing obligations. It includes detailed provisions for service scope, regulatory compliance, fiduciary duties, fee structures, and risk management. The document is crucial for both registered investment advisors and their clients, whether institutional or private, and must incorporate specific Canadian regulatory requirements regarding privacy (PIPEDA), anti-money laundering, and professional standards of care.
Suggested Sections

1. Parties: Identification of the investment consultant and the client, including full legal names and addresses

2. Background: Context of the agreement, including consultant's qualifications and registrations

3. Definitions: Key terms used throughout the agreement, including regulatory and industry-specific terminology

4. Scope of Services: Detailed description of investment consulting services to be provided

5. Regulatory Compliance: Acknowledgment and commitment to comply with applicable securities laws and regulations

6. Standard of Care: Fiduciary obligations and professional standard of care requirements

7. Fees and Payment Terms: Compensation structure, payment schedule, and expense reimbursement

8. Confidentiality: Protection of client information and trade secrets

9. Privacy and Data Protection: PIPEDA compliance and data handling procedures

10. Representations and Warranties: Statements of fact and promises by both parties

11. Term and Termination: Duration of agreement and termination provisions

12. Limitation of Liability: Caps on liability and exclusions of certain types of damages

13. Indemnification: Mutual or one-way indemnification obligations

14. Insurance: Required insurance coverage and minimum limits

15. General Provisions: Standard boilerplate clauses including governing law, notices, and amendments

Optional Sections

1. Sub-Advisors: Terms governing the engagement of sub-advisors or third-party service providers

2. Non-Competition: Restrictions on competitive activities, if applicable

3. Marketing and Referrals: Terms governing use of client name and referral arrangements

4. Custody Arrangements: If consultant has any role in custody of client assets

5. Performance Reporting: Specific requirements for performance calculation and reporting

6. Regulatory Exemptions: Any applicable exemptions from securities registration requirements

7. Intellectual Property: Ownership and use of research, reports, and analytical tools

8. Force Majeure: Provisions for unforeseen circumstances affecting service delivery

Suggested Schedules

1. Schedule A - Services Description: Detailed listing of specific investment consulting services to be provided

2. Schedule B - Fee Schedule: Detailed fee calculations, rates, and payment terms

3. Schedule C - Authorized Representatives: List of authorized client representatives who can provide instructions

4. Schedule D - Compliance Manual: Summary of relevant compliance procedures and requirements

5. Schedule E - Service Level Agreement: Specific performance metrics and service standards

6. Appendix 1 - Investment Policy Statement: Client's investment objectives, constraints, and guidelines

7. Appendix 2 - Risk Disclosure: Detailed disclosure of investment risks and limitations

8. Appendix 3 - Privacy Policy: Detailed privacy and data protection procedures

Authors

Alex Denne

Head of Growth (Open Source Law) @ tiktok³ÉÈË°æ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

alex.den.21@genieai.co
Relevant legal definitions












































Clauses




































Relevant Industries

Financial Services

Investment Management

Banking

Insurance

Wealth Management

Corporate Services

Professional Services

Asset Management

Pension Fund Management

Private Equity

Family Office Services

Relevant Teams

Legal

Compliance

Investment Management

Risk Management

Treasury

Finance

Portfolio Management

Wealth Management

Corporate Development

Investment Operations

Client Services

Investment Advisory

Investment Research

Due Diligence

Relevant Roles

Chief Investment Officer

Investment Consultant

Portfolio Manager

Financial Advisor

Wealth Manager

Investment Director

Chief Financial Officer

Treasury Manager

Risk Manager

Compliance Officer

Legal Counsel

Investment Committee Member

Fund Manager

Asset Manager

Investment Analyst

Industries









Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

Find the exact document you need

Consulting Retainer Contract

Canadian-law governed agreement establishing ongoing professional consulting services on a retainer basis between consultant and client.

find out more

Generic Consulting Agreement

A Canadian-law compliant agreement template for establishing and governing professional consulting relationships between clients and consultants.

find out more

Master Consulting Agreement

A Canadian law-governed framework agreement establishing terms and conditions for ongoing consulting services, supplemented by project-specific Statements of Work.

find out more

Client Consultant Agreement

A Canadian-law governed agreement establishing the terms and conditions between a client and consultant for professional services delivery.

find out more

Chef Consulting Agreement

A Canadian-law governed agreement establishing terms for professional chef consulting services, including scope, compensation, and compliance requirements.

find out more

Self Employed Contractor Agreement

A Canadian law-governed agreement establishing the terms and conditions between a business and an independent contractor, defining services, payments, and contractor status.

find out more

Hourly Consulting Agreement

Canadian-law governed agreement establishing terms for hourly-based consulting services as an independent contractor relationship.

find out more

Fixed Fee Consulting Agreement

A Canadian-law governed agreement establishing a fixed-fee consulting relationship with defined deliverables and payment terms.

find out more

Consulting Engagement Contract

A Canadian-law governed agreement establishing terms and conditions between a consultant and client, defining services, compensation, and mutual obligations.

find out more

Consultant Contract Terms And Conditions

Canadian-law compliant terms and conditions agreement establishing the legal framework for consulting relationships and independent contractor status.

find out more

Construction Management Consultant Agreement

A Canadian-law governed agreement defining the terms and conditions for construction management consulting services, including scope, responsibilities, and fee structure.

find out more

Hourly Consulting Contract

Canadian-law governed contract for hourly-based consulting services, establishing terms between independent consultants and clients.

find out more

Marketing Consultant Retainer Agreement

A Canadian-law governed agreement establishing terms for ongoing marketing consultancy services, including scope, fees, and deliverables.

find out more

Executive Consulting Agreement

A Canadian-law governed agreement establishing terms for executive-level consulting services, defining the independent contractor relationship and associated obligations.

find out more

Real Estate Consultant Fee Agreement

A Canadian-law governed agreement establishing terms and fees for real estate consulting services, including scope, obligations, and professional requirements.

find out more

Music Consultant Contract

A Canadian-law governed agreement establishing terms and conditions between a music consultant and client, defining services, compensation, and professional obligations.

find out more

Simple Consulting Contract

A straightforward Canadian consulting agreement template establishing independent contractor relationships while ensuring compliance with federal and provincial requirements.

find out more

Startup Consulting Agreement

A Canadian-law governed agreement establishing consulting service terms between consultants and startup companies, covering services, compensation, IP rights, and confidentiality.

find out more

Public Relations Consulting Agreement

A Canadian-law governed agreement establishing terms and conditions for professional public relations services between PR consultants and their clients.

find out more

Consultant Non Disclosure Agreement

A Canadian-law governed agreement protecting confidential information shared between a company and external consultant during their business relationship.

find out more

Software Consulting Contract

A Canadian-law governed agreement establishing terms and conditions for software consulting services, defining the consultant-client relationship and project parameters.

find out more

International Consulting Contract

Canadian-law governed agreement for international consulting services, establishing terms and conditions for cross-border professional services delivery.

find out more

Commission Based Consulting Agreement

Canadian-law governed agreement establishing commission-based consulting arrangements between businesses and independent consultants, defining service terms and compensation structure.

find out more

Project Based Consulting Agreement

Canadian-law governed agreement for project-based consulting services, defining scope, deliverables, and terms between client and consultant.

find out more

Restaurant Consulting Contract

A Canadian-law governed agreement between restaurant consultants and restaurant owners/operators defining consulting services, obligations, and commercial terms.

find out more

Marketing Contractor Agreement

A Canadian-law governed agreement between a business and independent marketing contractor defining service terms, deliverables, and compliance requirements.

find out more

Education Consultant Contract

Canadian-law governed contract for educational consulting services, establishing professional terms and compliance with federal/provincial education regulations.

find out more

Technical Consultant Agreement

Canadian-law governed agreement establishing terms for technical consulting services, defining scope, deliverables, and contractor relationship.

find out more

Exclusive Consulting Agreement

Canadian-law governed agreement establishing exclusive consulting services relationship, defining terms, obligations, and protective provisions for both parties.

find out more

Consultant Engagement Agreement

A Canadian-law governed agreement establishing terms between a client and consultant, defining services, compensation, and contractor status.

find out more

Consultancy Partnership Agreement

A Canadian-law governed agreement establishing a partnership between professional consultants, defining operational terms and partner responsibilities.

find out more

Engineering Consulting Agreement

Canadian-law governed agreement for professional engineering consulting services, establishing service terms and professional obligations.

find out more

Social Media Consultant Contract

A Canadian-compliant contract template for engaging social media consultants, establishing service terms and responsibilities while maintaining independent contractor status.

find out more

Freelance Consultant Agreement

A Canadian-law governed agreement establishing terms and conditions between a client and an independent consultant, defining services, payments, and professional obligations.

find out more

Monthly Retainer Consulting Agreement

Canadian-law governed agreement establishing ongoing consulting services on a monthly retainer basis, defining service terms and professional relationship parameters.

find out more

Business Consulting Contract

Canadian-law governed agreement establishing terms and conditions for professional consulting services between consultants and client organizations.

find out more

Consulting Referral Fee Agreement

A Canadian agreement establishing terms for referring clients to consulting firms in exchange for fees, compliant with federal and provincial regulations.

find out more

Construction Consulting Contract

A Canadian-law governed agreement establishing terms for professional construction consulting services, including scope, responsibilities, and compensation.

find out more

Business Development Consulting Agreement

A Canadian-law governed agreement establishing terms between a company and a business development consultant, including service scope, compensation, and compliance requirements.

find out more

Consulting Fee Agreement

A Canadian legal agreement establishing terms, conditions, and fee structures for consulting services, governed by federal and provincial laws.

find out more

Marketing Consultant Contract

A Canadian-law governed agreement establishing terms and conditions between a business and a marketing consultant, outlining services, compensation, and mutual obligations.

find out more

Success Fee Consulting Agreement

A Canadian-law governed agreement establishing performance-based compensation terms for consulting services, with fees tied to specific measurable outcomes.

find out more

Sales Consultant Contract

A Canadian-law governed agreement establishing the terms and conditions between a business and a sales consultant, including services, compensation, and compliance requirements.

find out more

Advisory Agreement

A Canadian-law governed agreement establishing the terms and conditions for professional advisory services between an advisor and client.

find out more

Advisory Board Consulting Agreement

A Canadian-law governed agreement establishing terms for advisory board consulting services, including roles, compensation, and obligations.

find out more

Investment Consulting Agreement

A Canadian-law governed agreement establishing terms and conditions for professional investment consulting services, ensuring compliance with federal and provincial securities regulations.

find out more

Download our whitepaper on the future of AI in Legal

By providing your email address you are consenting to our Privacy Notice.
Thank you for downloading our whitepaper. This should arrive in your inbox shortly. In the meantime, why not jump straight to a section that interests you here: /our-research
Oops! Something went wrong while submitting the form.

³Ò±ð²Ô¾±±ð’s Security Promise

Genie is the safest place to draft. Here’s how we prioritise your privacy and security.

Your documents are private:

We do not train on your data; ³Ò±ð²Ô¾±±ð’s AI improves independently

All data stored on Genie is private to your organisation

Your documents are protected:

Your documents are protected by ultra-secure 256-bit encryption

Our bank-grade security infrastructure undergoes regular external audits

We are ISO27001 certified, so your data is secure

Organizational security

You retain IP ownership of your documents

You have full control over your data and who gets to see it

Innovation in privacy:

Genie partnered with the Computational Privacy Department at Imperial College London

Together, we ran a £1 million research project on privacy and anonymity in legal contracts

Want to know more?

Visit our for more details and real-time security updates.

Read our Privacy Policy.