The Short Sale Contract is a crucial document used in Swiss financial markets when an investor intends to sell securities they do not currently own. This agreement is particularly important in Switzerland's highly regulated financial environment, where strict compliance with FINMA regulations and the Financial Market Infrastructure Act is essential. The contract establishes the legal framework for borrowing securities, sets margin requirements, defines settlement procedures, and allocates risks between parties. It is commonly used by financial institutions, investment firms, and sophisticated investors engaging in short selling strategies. The document includes specific provisions required under Swiss law, including risk disclosures, reporting obligations, and regulatory compliance measures. Given Switzerland's position as a major financial center, this contract type often involves cross-border elements and must address international securities trading considerations while maintaining compliance with Swiss regulatory requirements.
Your data doesn't train Genie's AI
You keep IP ownership聽of your information
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
OR
Let tiktok成人版's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.
1. Parties: Identification of the parties to the contract including the seller (short seller) and the broker/dealer
2. Background: Context of the transaction and relationship between the parties
3. Definitions: Key terms used throughout the agreement including financial instruments, trading days, settlement terms
4. Subject Matter of the Contract: Description of the securities to be sold short and transaction specifics
5. Margin Requirements: Initial and maintenance margin requirements, calculation methods
6. Borrowing Arrangements: Terms for borrowing the securities, including lending fees and recall provisions
7. Settlement Terms: Delivery and payment obligations, settlement procedures and timeframes
8. Rights and Obligations: Detailed responsibilities of each party including reporting requirements
9. Default and Remedies: Events of default and corresponding remedial actions
10. Representations and Warranties: Standard declarations by both parties regarding capacity and authority
11. Governing Law and Jurisdiction: Confirmation of Swiss law application and jurisdiction
12. Signatures: Execution block for all parties
1. Risk Disclosure: Detailed disclosure of risks specific to short selling, required when dealing with non-institutional clients
2. Term and Termination: Include when the agreement is intended for multiple transactions or ongoing relationship
3. Intermediary Provisions: Required when additional parties such as custodians or clearing houses are involved
4. Tax Provisions: Specific tax-related terms, necessary for cross-border transactions or complex tax situations
5. Confidentiality: Detailed confidentiality terms, recommended for transactions involving sensitive information
6. Force Majeure: Provisions for extraordinary events, recommended for longer-term arrangements
1. Schedule 1 - Securities Specification: Detailed description of the securities to be sold short including ISIN, quantity, and market
2. Schedule 2 - Margin Calculations: Detailed methodology for calculating initial and maintenance margins
3. Schedule 3 - Fee Schedule: Breakdown of all applicable fees including borrowing fees and transaction costs
4. Schedule 4 - Settlement Instructions: Detailed settlement and payment instructions including account details
5. Appendix A - Required Regulatory Disclosures: Standard regulatory disclosures required under Swiss law
6. Appendix B - Contact Details: List of authorized representatives and contact information for both parties
Relevant legal definitions
Clauses
Relevant Industries
Financial Services
Investment Banking
Securities Trading
Asset Management
Wealth Management
Banking
Professional Services
Legal Services
Relevant Teams
Legal
Compliance
Trading
Risk Management
Operations
Settlement
Middle Office
Product Development
Financial Control
Regulatory Reporting
Relevant Roles
Trading Director
Compliance Officer
Legal Counsel
Risk Manager
Securities Operations Manager
Investment Manager
Portfolio Manager
Prime Brokerage Manager
Securities Lending Officer
Settlement Officer
Financial Controller
Regulatory Reporting Officer
Find the exact document you need
Agreement For Sale Of Property
A Swiss law-governed agreement documenting the legal transfer of property ownership between seller and buyer, requiring notarization and official registration.
find out more
Horse Purchase Contract
A Swiss law-governed contract for the purchase and sale of horses, incorporating mandatory Swiss legal requirements and animal trading regulations.
find out more
Deed Of Sale With Assumption Of Mortgage
A Swiss legal document enabling property sale with transfer of existing mortgage obligations, requiring notarization under Swiss law.
find out more
Simple Sales Commission Agreement
Swiss-law governed agreement establishing commission-based sales representation terms between a principal company and sales agent.
find out more
Harmless Agreement
A Swiss law-governed agreement where one party agrees to indemnify and hold another party harmless from specified risks and legal liabilities.
find out more
Lease To Purchase Contract
A Swiss law-governed agreement combining property lease terms with a future purchase option, structured according to Swiss Code of Obligations requirements.
find out more
For Sale By Owner Real Estate Contract Form
A Swiss-law governed contract template for private property sellers conducting real estate sales without agent representation, incorporating federal and cantonal legal requirements.
find out more
Car Sale Agreement Form
A Swiss law-governed agreement documenting the sale and purchase of a motor vehicle, including essential transaction details and compliance requirements.
find out more
Real Estate Purchase Offer
A binding offer to purchase real estate in Switzerland, structured according to Swiss federal and cantonal property law requirements.
find out more
Sale Deed Agreement
A notarized agreement under Swiss law documenting the transfer of real property ownership from seller to buyer, requiring land registry registration.
find out more
Deed Of Absolute Sale Land
A notarized Swiss legal document that transfers absolute ownership of land from seller to buyer, complying with Swiss federal and cantonal requirements.
find out more
Conditional Sale Agreement Property
A Swiss law-governed agreement for the conditional sale of property, subject to specific conditions being met before final transfer of ownership.
find out more
Wholesale Contract
Swiss law-governed agreement establishing terms and conditions for wholesale trading relationships, including ordering, pricing, delivery, and quality standards.
find out more
Simple Land Sale Contract
A notarized contract governed by Swiss law for the sale and transfer of real estate property, requiring public deed format and land registry registration.
find out more
Sale Agreement Online
Swiss law-governed online sale agreement template for e-commerce transactions, covering essential sales terms and regulatory compliance.
find out more
Purchase Agreement For House For Sale By Owner
A Swiss law-governed agreement for the direct sale of residential property between owner and buyer, requiring notarization and compliance with Swiss property transfer regulations.
find out more
Agreement To Sell Personal Property
A Swiss-law governed contract facilitating the sale and transfer of personal property between parties, compliant with Swiss Civil Code and Code of Obligations requirements.
find out more
Selling Contract
A Swiss law-governed contract documenting the sale of goods between parties, outlining essential terms including price, delivery, and warranties.
find out more
Agreement For Sale Without Possession
Swiss law agreement for asset sales where legal ownership transfers before physical possession, with comprehensive interim period provisions.
find out more
Retail Installment Sales Contract
A Swiss law-governed agreement for retail sales with installment payments, compliant with Swiss consumer protection and credit regulations.
find out more
Contract For Dog Purchase
Swiss-law governed agreement for dog sale and purchase, incorporating animal welfare requirements and ownership transfer terms.
find out more
Registered Agreement For Sale
A Swiss law-governed agreement for the formal transfer of real estate property ownership, requiring notarization and registration in the Swiss land registry.
find out more
Token Sale Agreement
A Swiss law-governed agreement for the sale and purchase of digital tokens, compliant with Switzerland's crypto-asset regulations and DLT Act.
find out more
Bill Of Sale Asset Purchase Agreement
A Swiss law-governed agreement documenting the sale and transfer of assets between parties, detailing terms, conditions, and purchase specifics.
find out more
Offer Agreement
A formal commercial document under Swiss law that outlines the terms and conditions of an offer made by one party to another, serving as the foundation for contract formation.
find out more
International Sales Representative Agreement
Swiss law-governed agreement establishing terms for international sales representation, including territory rights, commissions, and obligations.
find out more
International Sales Commission Agreement
Swiss law-governed agreement establishing terms for international sales commission arrangements between a principal and sales agent.
find out more
Deed Of Sale Form
A notarized legal document for property transfer in Switzerland, complying with Swiss Civil Code requirements and local cantonal regulations.
find out more
Absolute Deed Of Sale Of Motor Vehicle
A Swiss law-governed deed that documents the complete and unconditional sale and transfer of ownership of a motor vehicle between parties.
find out more
Sale And Leaseback Contract
A Swiss law-governed agreement combining property sale with immediate leaseback arrangements, enabling property monetization while maintaining operational use.
find out more
Commercial Real Estate Purchase And Sale Agreement
Swiss law-governed agreement for the purchase and sale of commercial real estate, including all necessary provisions for property transfer under Swiss regulations.
find out more
Vehicle Purchase Agreement
A Swiss law-governed agreement for the sale and purchase of a vehicle, including terms for transfer of ownership, payment, and warranties.
find out more
Real Estate Contract Form
Swiss-law compliant real estate contract form for property transactions, incorporating federal and cantonal requirements including notarization provisions.
find out more
Non Competition Agreement Sale Of Business
Swiss law non-competition agreement protecting buyer's interests following a business sale, including competitive restrictions and enforcement mechanisms.
find out more
Gas Sale Agreement
A Swiss law-governed agreement establishing terms and conditions for natural gas sale and purchase, including quantity, quality, delivery, and pricing provisions.
find out more
General Sales Agreement
A Swiss law-governed agreement establishing terms and conditions for the sale of goods between parties, aligned with the Swiss Code of Obligations.
find out more
Non Exclusive Sales Representative Agreement
Swiss law-governed agreement appointing a non-exclusive sales representative to promote and sell products/services, structured under Swiss Code of Obligations requirements.
find out more
Property Sale Contract
A notarized agreement under Swiss law for the sale and purchase of real estate property, detailing terms of transfer and ownership.
find out more
International Sales Contract
Swiss law-governed international sales contract for cross-border commercial transactions, incorporating CISG and Swiss Code of Obligations provisions.
find out more
Shares Sale And Purchase Agreement
A Swiss law-governed agreement for the sale and purchase of company shares, outlining terms, conditions, and obligations of the transaction parties.
find out more
骋别苍颈别鈥檚 Security Promise
Genie is the safest place to draft. Here鈥檚 how we prioritise your privacy and security.
Your documents are private:
We do not train on your data; 骋别苍颈别鈥檚 AI improves independently
All data stored on Genie is private to your organisation
Your documents are protected:
Your documents are protected by ultra-secure 256-bit encryption
We are ISO27001 certified, so your data is secure
Organizational security:
You retain IP ownership of your documents and their information
You have full control over your data and who gets to see it
.png)