tiktok���˰�

The Investment Advisory Agreement is a crucial document used to establish and regulate the professional relationship between investment advisors and their clients in Denmark. It serves as the primary contractual framework for providing investment advisory services while ensuring compliance with Danish financial regulations, including the Financial Business Act, MiFID II implementation requirements, and consumer protection laws. This agreement is essential when an investment advisor or financial institution begins providing investment advice to clients, whether they are retail, professional, or institutional investors. The document covers comprehensive aspects of the advisory relationship, including service scope, regulatory obligations, risk disclosures, fee structures, and client protections, while incorporating specific Danish legal requirements and EU regulations such as GDPR. It's particularly important for maintaining regulatory compliance and establishing clear boundaries and expectations in the investment advisory relationship.

1. Parties: Identification of the investment advisor and the client, including registration numbers and contact details

2. Background: Context of the agreement, regulatory status of the advisor, and general purpose of the advisory relationship

3. Definitions: Key terms used throughout the agreement, including regulatory and technical terms

4. Scope of Services: Detailed description of investment advisory services to be provided and any limitations

5. Client Classification: Classification of the client (retail/professional) and implications of such classification

6. Advisor's Obligations: Detailed obligations of the advisor, including duty of care, reporting requirements, and compliance with regulations

7. Client's Obligations: Client's responsibilities, including providing accurate information and updating material changes

8. Risk Disclosures: Mandatory risk warnings and acknowledgments regarding investment advice

9. Fees and Charges: Fee structure, payment terms, and disclosure of any third-party payments

10. Conflicts of Interest: Disclosure and management of potential conflicts of interest

11. Confidentiality and Data Protection: Handling of confidential information and personal data in compliance with GDPR

12. Term and Termination: Duration of agreement and termination provisions

13. Liability and Indemnification: Extent and limitations of advisor's liability and indemnification provisions

14. Governing Law and Jurisdiction: Specification of Danish law as governing law and jurisdiction for disputes