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Disciplinary Action Letter Template for Hong Kong

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Key Requirements PROMPT example:

Disciplinary Action Letter

"I need a Disciplinary Action Letter for an IT department employee who has repeatedly violated our cybersecurity protocols despite verbal warnings, including the most recent incident on January 15, 2025, where they shared confidential passwords with unauthorized personnel."

Document background
The Disciplinary Action Letter is a crucial document in Hong Kong's employment framework, used when formal disciplinary measures need to be implemented in response to employee misconduct, underperformance, or policy violations. It forms part of the official employment record and must be drafted in compliance with Hong Kong's Employment Ordinance and related legislation. The document serves multiple purposes: it formally notifies the employee of the issue, documents the specific concerns and incidents, outlines required improvements, and specifies consequences of non-compliance. This letter is particularly important in Hong Kong's highly regulated employment environment, where proper documentation of disciplinary procedures can be crucial for potential employment disputes or legal proceedings.
Suggested Sections

1. Letter Header: Company letterhead, date, and reference number

2. Employee Information: Full name, position, department, and employee ID of the recipient

3. Subject Line: Clear indication that this is a disciplinary action letter

4. Incident Details: Specific description of the misconduct or performance issue, including dates and relevant details

5. Previous Communications: Reference to any prior warnings, meetings, or discussions about the issue

6. Company Policies: Reference to specific company policies, procedures, or standards that were violated

7. Required Corrective Actions: Clear outline of expected behavior changes or improvements

8. Consequences: Details of the current disciplinary action and potential consequences of further infractions

9. Timeline: Specific timeframe for improvement and review period

10. Support Resources: Information about available support or resources to help the employee improve

11. Acknowledgment: Space for employee signature and date to confirm receipt

Optional Sections

1. Performance Improvement Plan: Detailed plan with specific goals and metrics, used when the disciplinary action relates to performance issues

2. Appeal Process: Information about how to appeal the disciplinary action, included when company policy allows for appeals

3. Union Representative Notice: Reference to union involvement rights, required when the employee is a union member

4. External Authority Reference: References to relevant external authority involvement, included when the misconduct involves legal violations

5. Medical Assessment Requirement: Request for medical evaluation, included when health-related issues are involved in the disciplinary action

6. Probation Terms: Specific probation period details, included when the disciplinary action includes probation

Suggested Schedules

1. Evidence Documentation: Copies of relevant evidence supporting the disciplinary action (e.g., incident reports, witness statements, performance data)

2. Meeting Minutes: Records of disciplinary meetings or discussions related to the issue

3. Previous Warnings: Copies of any previous warning letters or disciplinary communications

4. Relevant Policies: Copies of specific company policies referenced in the letter

5. Performance Data: Charts, reports, or other documentation showing performance issues when relevant

6. Improvement Plan Template: Detailed template or form for tracking required improvements when a performance improvement plan is included

Authors

Alex Denne

Head of Growth (Open Source Law) @ tiktok³ÉÈ˰æ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions




















Clauses




















Relevant Industries

Banking and Financial Services

Technology

Manufacturing

Retail

Healthcare

Education

Professional Services

Construction

Hospitality

Transportation and Logistics

Media and Entertainment

Public Sector

Telecommunications

Real Estate

Energy and Utilities

Relevant Teams

Human Resources

Legal

Compliance

Employee Relations

Personnel Management

Corporate Governance

Administration

Management

Operations

Relevant Roles

Human Resources Manager

HR Director

Employee Relations Manager

Legal Counsel

Department Head

Line Manager

Supervisor

HR Business Partner

HR Officer

Compliance Officer

Employee Relations Specialist

HR Administrator

Personnel Manager

Chief Human Resources Officer

HR Coordinator

Industries








Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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