The Warrant Agreement is a sophisticated financial instrument document used in Malta's financial services sector, designed to comply with both Maltese law and EU regulations. This document type is essential when companies wish to issue warrants, whether as part of a financing round, employee compensation package, or strategic transaction. The Warrant Agreement details the fundamental rights and obligations of all parties, including precise exercise terms, pricing mechanisms, and adjustment provisions. It's particularly relevant in Malta's growing financial services sector, where companies often use warrants for capital raising or incentive schemes. The agreement must navigate both local Maltese legal requirements and broader EU financial regulations, making it a complex but crucial document for corporate transactions.
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
Your data doesn't train Genie's AI
You keep IP ownership聽of your docs
1. Parties: Identification of the issuing company and the warrant holders or their representative
2. Background: Context of the warrant issuance, including corporate authorizations and purpose
3. Definitions and Interpretation: Key terms used throughout the agreement and rules of interpretation
4. Issuance of Warrants: Details of warrant creation, number of warrants, and underlying securities
5. Exercise Rights: Terms governing when and how warrants can be exercised
6. Exercise Price and Payment: Specification of exercise price, payment methods, and any adjustments
7. Exercise Procedure: Step-by-step process for exercising warrants
8. Adjustment Provisions: Mechanisms for adjusting warrant terms due to corporate actions
9. Representations and Warranties: Statements of fact and assurances from both parties
10. Transfer Restrictions: Limitations on the transfer of warrants
11. Notices: Communication requirements and methods between parties
12. Term and Termination: Duration of the agreement and circumstances for early termination
13. Governing Law and Jurisdiction: Specification of Maltese law and jurisdiction
14. General Provisions: Standard boilerplate clauses including amendments, waiver, and severability
1. Registration Rights: Required if warrant holders have rights to register underlying securities
2. Market Listing Provisions: Include if warrants will be listed on a regulated market
3. Employee-Specific Terms: Required for employee warrant schemes including vesting provisions
4. Anti-dilution Provisions: Detailed protections against dilution of warrant value
5. Tax Provisions: Specific tax treatment and obligations, particularly for international holders
6. Escrow Arrangements: Required if warrant certificates are held in escrow
7. Tag-Along Rights: Include if warrant holders have rights in case of company sale
8. Foreign Investment Provisions: Required for compliance with foreign investment regulations
1. Warrant Certificate Form: Template of the physical or electronic warrant certificate
2. Exercise Notice Form: Standard form for warrant holders to execute their exercise rights
3. Calculation Methods: Detailed methodology for adjustments and calculations
4. Corporate Authorizations: Copies of board and shareholder resolutions authorizing warrant issuance
5. Registration Rights Details: Specific procedures and timeframes for registration rights if applicable
6. Underlying Securities Terms: Details of the shares or other securities subject to the warrants
7. Payment Instructions: Detailed instructions for making payment upon warrant exercise
8. Tax Forms: Required tax documentation and forms for warrant exercise
Find the exact document you need
No items found.
骋别苍颈别鈥檚 Security Promise
Genie is the safest place to draft. Here鈥檚 how we prioritise your privacy and security.
Your documents are private:
We do not train on your data; 骋别苍颈别鈥檚 AI improves independently
All data stored on Genie is private to your organisation
Your documents are protected:
Your documents are protected by ultra-secure 256-bit encryption
We are ISO27001 certified, so your data is secure
Organizational security:
You retain IP ownership of your documents and their information
You have full control over your data and who gets to see it
.png)