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How is Transferee defined in a legal contract?

• Transferee means a person who acquires an ownership interest in a certificate through transfer. Seen in 2k SEC filings
• Transferee means an assignee or a participant. Seen in 930 SEC filings
• Transferee means any person who is acquiring, through transfer, any ownership interest in a certificate. Seen in 662 SEC filings
• Transferee means any person who acquires ownership interest in a residual certificate by transfer. Seen in 487 SEC filings
• Transferee means any person to whom the Optionee has directly or indirectly transferred any Share acquired under [this agreement]. Seen in 318 SEC filings

Note: pulled this data out of the SEC EDGAR Database of 500,000 records from the past 22 years of filings. We regularly update this page as new filings and definitions come in.

yourself to verify these results. We are always keen to point people to source documents.

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Which definition should you use?

🤔 has combined and improved the above descriptions to create market-standard 'Genie definitions' below, with guidance on which documents and which industry to use for each.

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Genie Definition 1

Transferee means a person who acquires any ownership interest through transfer.

Relevant Contract Types

• Deed of Transfer
• Asset Purchase Agreement
• Share Purchase Agreement
• Buy Sell Agreement

Relevant Circumstances

• Sale of property, assets or shares
• Transfer of ownership in a business transition or succession
• Acquisition of company stocks

Relevant Sectors

• Real Estate
• Business Services
• Financial Services
• Information Technology

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Genie Definition 2

Transferee means an assignee or a participant.

Relevant Contract Types

• Employment Contract
• Partnership Agreement

Relevant Circumstances

• Employee stock option plans
• Business partnership agreements

Relevant Sectors

• Business Services
• Consulting Services
• Information Technology

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