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Financial Advisor Agreement
"I need a Financial Advisor Agreement under Pakistani law for my wealth management firm based in Karachi, providing both conventional and Islamic financial advisory services to high-net-worth individuals, with specific provisions for digital reporting and online portfolio access."
1. Parties: Identification of the Financial Advisor and the Client, including their legal status and contact details
2. Background: Context of the agreement and brief description of the parties' intentions
3. Definitions: Definitions of key terms used throughout the agreement
4. Appointment and Scope of Services: Formal appointment of the advisor and detailed description of financial advisory services to be provided
5. Regulatory Compliance: Acknowledgment of applicable regulations and compliance requirements under Pakistani law
6. Duties and Responsibilities: Detailed obligations of the Financial Advisor, including fiduciary duties and standard of care
7. Client's Obligations: Responsibilities of the client, including providing accurate information and necessary documentation
8. Fees and Payment Terms: Compensation structure, payment schedule, and expense reimbursement terms
9. Confidentiality: Obligations regarding confidential information and client data protection
10. Term and Termination: Duration of the agreement and circumstances for termination
11. Representations and Warranties: Statements of fact and assurances from both parties
12. Limitation of Liability: Extent and limitations of the advisor's liability
13. Dispute Resolution: Process for resolving disputes, including jurisdiction and applicable law
14. General Provisions: Standard legal provisions including notices, amendments, and severability
1. Investment Policy Guidelines: Used when the agreement includes investment management services, outlining investment strategies and restrictions
2. Research Services: Include when the advisor will provide specific research or market analysis services
3. Performance Reporting: When regular performance reporting is part of the service offering
4. Sub-Advisory Arrangements: Include when the advisor may engage other professionals or sub-advisors
5. Online Services Access: When digital platforms or online services are part of the offering
6. International Transactions: Include for clients requiring cross-border advisory services
7. Shariah Compliance: Used when Islamic financial advisory services are being provided
8. Force Majeure: Detailed provisions for unforeseen circumstances, recommended for long-term agreements
1. Schedule A - Fee Structure: Detailed breakdown of all fees, charges, and payment terms
2. Schedule B - Scope of Services: Comprehensive list of specific services to be provided
3. Schedule C - Authorized Representatives: List of authorized persons who can give instructions on behalf of the client
4. Schedule D - Reporting Requirements: Format and frequency of reports to be provided to the client
5. Schedule E - Compliance Requirements: Specific regulatory requirements and compliance procedures
6. Appendix 1 - KYC Documentation: Required Know Your Customer documentation and forms
7. Appendix 2 - Risk Disclosure: Detailed risk disclosures and acknowledgments
8. Appendix 3 - Investment Guidelines: Specific investment policies and restrictions if applicable
Authors
Financial Services
Banking
Investment Management
Corporate Advisory
Wealth Management
Insurance
Islamic Finance
Private Equity
Real Estate Investment
Family Office Services
Professional Services
Asset Management
Legal
Compliance
Finance
Risk Management
Wealth Management
Corporate Advisory
Investment Management
Client Relations
Operations
Treasury
Islamic Banking
Portfolio Management
Financial Advisor
Investment Consultant
Wealth Manager
Corporate Finance Manager
Chief Financial Officer
Compliance Officer
Legal Counsel
Risk Manager
Portfolio Manager
Investment Strategist
Financial Planning Director
Client Relationship Manager
Treasury Manager
Islamic Finance Advisor
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