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Financial Consultant Contract
"I need a Financial Consultant Contract for my role as an individual financial advisor providing investment and wealth management services to high-net-worth individuals in Jakarta, with the contract term starting March 1, 2025, and including strict confidentiality provisions and performance-based fee structures."
1. Parties: Identifies the contracting parties - the Financial Consultant and the Client, including their complete legal names, addresses, and registration details
2. Background: Sets out the context of the agreement, including the Client's need for financial consulting services and the Consultant's qualifications
3. Definitions: Defines key terms used throughout the agreement to ensure clarity and prevent misinterpretation
4. Scope of Services: Detailed description of the financial consulting services to be provided, including specific deliverables and exclusions
5. Term and Termination: Specifies the duration of the agreement and conditions for termination by either party
6. Fees and Payment Terms: Details the consulting fees, payment schedule, expenses, and payment methods
7. Obligations of the Consultant: Lists the consultant's duties, including professional standards, regulatory compliance, and reporting requirements
8. Obligations of the Client: Specifies client responsibilities, including providing necessary information and cooperation
9. Confidentiality: Provisions for protecting confidential information of both parties
10. Intellectual Property: Addresses ownership and usage rights of materials and advice provided during the engagement
11. Regulatory Compliance: Ensures compliance with OJK regulations and other applicable financial services laws
12. Representations and Warranties: Standard warranties about capacity to contract and professional qualifications
13. Limitation of Liability: Defines the extent and limitations of the consultant's liability
14. Dispute Resolution: Procedures for handling disputes, including choice of forum and governing law
15. General Provisions: Standard boilerplate clauses including notices, amendments, and severability
1. Non-Competition: Restrictions on competitive activities - include when protecting client relationships is crucial
2. Insurance: Requirements for professional indemnity insurance - include when dealing with high-value consultations
3. Force Majeure: Provisions for unforeseen circumstances - particularly relevant in long-term engagements
4. Assignment and Delegation: Rules for transferring rights and obligations - include when working with larger organizations
5. Data Protection: Specific provisions for handling personal data - include when dealing with individual client data
6. Team Composition: Details of key personnel - include when specific team members are crucial to the engagement
7. Performance Metrics: Specific KPIs and performance standards - include when engagement is results-based
1. Schedule A - Scope of Services: Detailed breakdown of specific services, deliverables, and timelines
2. Schedule B - Fee Schedule: Detailed fee structure, including hourly rates, fixed fees, and expense categories
3. Schedule C - Service Levels: Specific performance standards and response times
4. Appendix 1 - Consultant Qualifications: Copies of relevant certifications and professional qualifications
5. Appendix 2 - Compliance Documentation: Copies of required regulatory licenses and registrations
6. Appendix 3 - Report Templates: Standard formats for regular reporting and deliverables
7. Appendix 4 - Key Personnel: Details of key team members and their roles
Authors
Financial Services
Banking
Investment Management
Insurance
Corporate Finance
Wealth Management
Asset Management
Private Equity
Venture Capital
Risk Management
Financial Technology
Legal
Finance
Compliance
Risk Management
Human Resources
Procurement
Treasury
Corporate Development
Investment
Operations
Administrative Services
Financial Consultant
Investment Advisor
Financial Planning Manager
Risk Management Consultant
Wealth Management Advisor
Corporate Finance Consultant
Financial Strategy Consultant
Chief Financial Officer
Finance Director
Treasury Manager
Investment Manager
Financial Services Manager
Compliance Officer
Legal Counsel
Human Resources Director
Procurement Manager
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