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1. Parties: Identification of the service provider and client, including registration details and regulatory authorizations
2. Background: Context of the agreement and relationship between parties
3. Definitions: Detailed definitions of technical and financial terms used throughout the agreement
4. Services Overview: High-level description of the financial services to be provided
5. Service Levels: Detailed performance metrics, availability requirements, and response times
6. Performance Monitoring: Methods and tools for measuring and reporting service performance
7. Security Requirements: Security standards, protocols, and compliance requirements
8. Data Protection: GDPR compliance measures and data handling procedures
9. Regulatory Compliance: Compliance with financial regulations and reporting requirements
10. Service Credits: Calculation and application of credits for service level failures
11. Governance: Service review meetings, escalation procedures, and reporting requirements
12. Charges: Pricing, payment terms, and billing procedures
13. Term and Termination: Duration, renewal, and termination provisions
14. General Provisions: Standard legal clauses including governing law, notices, and amendments
1. Business Continuity: Disaster recovery and business continuity procedures, required for critical financial services
2. Transition Services: Procedures for service transition at start and end of agreement, needed for complex implementations
3. Third-Party Providers: Management of subcontractors and third-party service providers, included when relevant
4. Regulatory Reporting: Specific reporting requirements for regulated financial services
5. Insurance Requirements: Specific insurance coverage requirements, typically included for high-value services
6. Volume Commitments: Minimum volume commitments and related pricing terms, used in transaction-based services
1. Service Descriptions: Detailed technical specifications of each service component
2. Service Levels and KPIs: Detailed metrics, measurement methods, and service level targets
3. Pricing Schedule: Detailed pricing structure, rates, and calculation methods
4. Security Standards: Detailed security requirements and compliance standards
5. Data Processing Agreement: GDPR-compliant data processing terms and procedures
6. Operational Procedures: Day-to-day operational procedures and contacts
7. Business Continuity Plan: Detailed disaster recovery and continuity procedures
8. Exit Plan: Detailed termination and transition-out procedures
Financial Services
Banking
Investment Management
Payment Services
FinTech
Insurance
Corporate Treasury
Asset Management
Wealth Management
Financial Technology
Legal
Compliance
Financial Operations
Treasury
Risk Management
Service Delivery
Procurement
Vendor Management
Financial Control
Regulatory Affairs
Operations
Chief Financial Officer
Head of Financial Services
Compliance Officer
Legal Counsel
Financial Operations Manager
Treasury Manager
Risk Manager
Service Delivery Manager
Operations Director
Contract Manager
Financial Controller
Regulatory Compliance Manager
Procurement Manager
Vendor Relationship Manager
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