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1. Parties: Identification of the principal firm and the introducing broker, including their regulatory status and contact details
2. Background: Context of the agreement, including the purpose of the introducing broker relationship and relevant regulatory framework
3. Definitions: Key terms used throughout the agreement, including regulatory terminology and business-specific definitions
4. Scope of Services: Detailed description of the introducing broker's authorized activities and limitations
5. Regulatory Compliance: Obligations regarding QFC regulations, anti-money laundering requirements, and other applicable laws
6. Responsibilities of the Introducing Broker: Specific duties, obligations, and standards of conduct required of the introducing broker
7. Responsibilities of the Principal: Obligations of the principal firm, including support, training, and oversight
8. Client Classification and Onboarding: Requirements and procedures for client identification, classification, and documentation
9. Compensation: Fee structure, payment terms, and calculation methods for broker compensation
10. Confidentiality: Obligations regarding protection of confidential information and trade secrets
11. Data Protection: Compliance with Qatar's data protection laws and handling of personal information
12. Term and Termination: Duration of the agreement and circumstances for termination
13. Post-Termination Obligations: Continuing obligations and procedures after agreement termination
14. Governing Law and Jurisdiction: Application of Qatar law and jurisdiction for dispute resolution
1. Non-Competition: Restrictions on competitive activities, used when protecting specific market relationships or territories
2. Training and Support: Detailed provisions for broker training and ongoing support, included when the principal provides extensive support services
3. Marketing and Branding: Guidelines for use of principal's brand and marketing materials, included when broker will conduct marketing activities
4. Insurance Requirements: Specific insurance coverage requirements, included for high-risk or regulated activities
5. Audit Rights: Principal's rights to audit broker's activities, included for complex or high-volume relationships
6. Force Majeure: Provisions for unforeseen circumstances, included when dealing with critical service provisions
7. Islamic Finance Compliance: Specific provisions for Sharia compliance, included when dealing with Islamic financial products
1. Schedule 1: Services Description: Detailed breakdown of authorized services and activities
2. Schedule 2: Compensation Structure: Detailed fee calculations, commission rates, and payment terms
3. Schedule 3: Compliance Procedures: Specific compliance requirements and procedures for client onboarding
4. Schedule 4: Approved Marketing Materials: List of approved marketing materials and usage guidelines
5. Schedule 5: Required Reports: Templates and specifications for required reporting
6. Appendix A: Client Documentation Requirements: Templates and checklists for client documentation
7. Appendix B: Territory Definition: Geographical or client segment definitions for broker's activities
8. Appendix C: Contact Details: Key contact information for both parties including escalation procedures
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