The Asset Management Risk Assessment is a critical document required for asset management firms operating in Belgium, designed to meet both local and EU regulatory requirements. It becomes necessary when establishing new asset management operations, conducting periodic risk reviews, or responding to significant changes in investment strategies or market conditions. The document incorporates comprehensive risk analysis across multiple dimensions including market risk, operational risk, compliance risk, and strategic risk, while ensuring alignment with Belgian financial regulations and EU directives such as AIFMD and UCITS. This assessment serves as a fundamental tool for demonstrating compliance to the FSMA and NBB, while also providing management with a thorough understanding of their risk exposure and control effectiveness.
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
Your data doesn't train Genie's AI
You keep IP ownership聽of your docs
1. 1. Executive Summary: High-level overview of key findings and critical risk areas identified
2. 2. Scope and Objectives: Definition of assessment scope, objectives, and methodology used
3. 3. Regulatory Framework: Overview of applicable Belgian and EU regulations governing the assessment
4. 4. Asset Portfolio Overview: Description of assets under management, investment strategies, and portfolio composition
5. 5. Risk Identification: Systematic identification of all relevant risks including market, credit, operational, and regulatory risks
6. 6. Risk Assessment Methodology: Detailed explanation of risk assessment approaches, metrics, and evaluation criteria
7. 7. Risk Analysis and Evaluation: Quantitative and qualitative analysis of identified risks, including impact and probability assessments
8. 8. Current Control Measures: Description of existing risk management controls and their effectiveness
9. 9. Risk Mitigation Strategies: Proposed measures and recommendations for risk mitigation
10. 10. Monitoring and Review: Framework for ongoing risk monitoring and periodic review procedures
11. 11. Governance and Responsibilities: Definition of roles and responsibilities in risk management
12. 12. Reporting Requirements: Outline of internal and regulatory reporting obligations
1. Specific Asset Class Analysis: Detailed risk assessment for specific asset classes (include when portfolio contains complex or unusual assets)
2. ESG Risk Assessment: Environmental, Social, and Governance risk analysis (include when ESG factors are material to the investment strategy)
3. Cross-Border Risk Analysis: Analysis of risks related to cross-border investments (include for international portfolios)
4. Technology and Cybersecurity Risks: Detailed assessment of IT and cybersecurity risks (include when digital assets or significant technological dependencies exist)
5. Client-Specific Requirements: Additional risk assessment criteria required by specific clients (include based on client agreements)
6. Stress Testing Scenarios: Additional stress testing and scenario analysis (include for complex portfolios or regulatory requirements)
1. Schedule A - Risk Assessment Matrices: Detailed risk scoring matrices and assessment criteria
2. Schedule B - Risk Register: Comprehensive register of all identified risks and their current status
3. Schedule C - Control Testing Results: Results of control effectiveness testing
4. Schedule D - Regulatory Compliance Checklist: Detailed checklist of regulatory requirements and compliance status
5. Schedule E - Risk Metrics and KPIs: Key risk indicators and performance metrics
6. Appendix 1 - Technical Analysis: Detailed technical analysis and methodologies
7. Appendix 2 - Data Sources: List of data sources and information used in the assessment
8. Appendix 3 - Glossary: Definitions of technical terms and abbreviations
9. Appendix 4 - Action Plan Template: Template for documenting and tracking risk mitigation actions
Find the exact document you need
Risk Assessment Management Plan
A mandatory risk management framework document compliant with Belgian and EU regulations, outlining organizational risk assessment and control procedures.
Download
Gardening Risk Assessment
A Belgian-law compliant risk assessment document for gardening operations, incorporating federal and regional safety requirements for hazard identification and risk control in landscaping activities.
Download
Easy Risk Assessment
A Belgian-law compliant risk assessment template for systematic workplace hazard identification and risk management, aligned with national safety regulations.
Download
Science Risk Assessment
A Belgian law-compliant risk assessment document for evaluating and managing safety risks in scientific research activities, aligned with EU regulations.
Download
Local Risk Assessment
A Belgian-compliant workplace risk assessment document that identifies, evaluates, and provides control measures for occupational hazards in accordance with local legislation.
Download
Risk Assessment Matrix Cyber Security
A Belgian law-compliant cybersecurity risk assessment matrix that evaluates and scores organizational cyber risks while providing mitigation strategies aligned with EU regulations.
Download
Security Threat And Risk Assessment
A Belgian law-governed security assessment document that evaluates organizational security threats and risks, providing analysis and recommendations within Belgian and EU regulatory frameworks.
Download
Coshh Risk Assessment
A Belgian regulatory-compliant risk assessment document for evaluating and managing hazardous substance risks in the workplace, aligned with EU chemical safety directives.
Download
Risk Assessment Policy
A Belgian-law compliant policy document establishing procedures and responsibilities for workplace risk assessment and management.
Download
Coshh Assessment
A Belgian-compliant hazardous substance risk assessment document that evaluates chemical safety risks and establishes control measures under Belgian and EU regulations.
Download
Low Voltage Directive Risk Assessment
A technical safety assessment document for electrical equipment compliance under Belgian law and EU Low Voltage Directive 2014/35/EU, required for CE marking.
Download
Hospital Risk Assessment
A Belgian-compliant comprehensive risk assessment document for evaluating and addressing potential hazards in hospital environments while ensuring regulatory compliance.
Download
Basic Risk Assessment Matrix
A Belgian-compliant risk assessment framework for systematic evaluation and documentation of workplace hazards and risks.
Download
Security Risk Assessment Report
A Belgian law-compliant security risk assessment report that evaluates organizational security risks and provides mitigation recommendations in accordance with EU and Belgian regulations.
Download
Building Risk Assessment
A detailed evaluation of building-related risks and safety measures compliant with Belgian federal and regional regulations.
Download
Bribery And Corruption Risk Assessment
A Belgian law-compliant assessment document that evaluates organizational bribery and corruption risks, current controls, and provides recommendations for enhanced compliance measures.
Download
Program Risk Assessment
A Belgian law-governed risk assessment document that evaluates and addresses program-specific risks while ensuring compliance with local and EU regulations.
Download
New And Expectant Mothers Risk Assessment
A Belgian law-compliant risk assessment document for identifying and managing workplace risks to new and expectant mothers, aligned with national and EU regulations.
Download
Threat Vulnerability Assessment
A Belgian law-compliant security vulnerability assessment document that identifies and analyzes system security risks while providing remediation recommendations under EU regulatory framework.
Download
IT Security Assessment Report
A Belgian law-compliant technical report evaluating an organization's IT security posture, identifying risks, and providing remediation recommendations.
Download
Field Level Hazard Assessment
A Belgian-compliant workplace safety document used to identify and control field-level hazards before commencing work activities.
Download
Supplier Security Assessment Questionnaire
A Belgian law-governed security assessment questionnaire for evaluating supplier security controls and regulatory compliance, particularly focusing on GDPR and local security requirements.
Download
High Level Risk Assessment
A comprehensive risk assessment document compliant with Belgian workplace safety regulations and EU directives, designed to identify and evaluate organizational risks.
Download
Cloud Computing Risk Assessment
A Belgian law-compliant risk assessment framework for evaluating security and compliance risks in cloud computing services.
Download
Bow Tie Risk Assessment
A Belgian-compliant Bow Tie Risk Assessment document for systematic hazard identification and risk management, aligned with national workplace safety regulations and EU directives.
Download
Financial Crime Risk Assessment
A Belgian regulatory-compliant assessment document analyzing an organization's financial crime risks and control framework effectiveness under Belgian and EU financial regulations.
Download
Bank Compliance Risk Assessment
A regulatory compliance risk assessment document for banking institutions operating under Belgian and EU banking regulations, focusing on risk identification, evaluation, and mitigation strategies.
Download
Simple Risk Assessment Matrix
A Belgian-compliant risk assessment matrix for systematic workplace hazard evaluation and management, aligned with national safety regulations and EU directives.
Download
Risk Maturity Assessment
A Belgian law-governed agreement for evaluating organizational risk management maturity and capabilities, ensuring compliance with local and EU regulations.
Download
Risk Assessment Medical Device
A regulatory-compliant risk assessment framework for medical devices under Belgian and EU legislation, following MDR 2017/745 requirements and ISO 14971:2019 methodology.
Download
Occupied Building Risk Assessment
A Belgian-compliant risk assessment document evaluating safety and regulatory compliance of occupied buildings, including structural, environmental, and occupational safety aspects.
Download
Manual Handling Assessment Chart
A Belgian-compliant risk assessment tool for evaluating manual handling operations in accordance with national and EU workplace safety regulations.
Download
Glass And Hard Plastic Risk Assessment
A Belgian-compliant risk assessment document for evaluating and managing hazards associated with glass and hard plastic materials in workplace environments.
Download
Display Screen Assessment
A Belgian-compliant workplace assessment document for evaluating display screen equipment workstations and ensuring regulatory compliance with national and EU safety standards.
Download
Asset Management Risk Assessment
Belgian-compliant risk assessment document for asset management operations, meeting FSMA requirements and EU regulatory standards.
Download
Process Risk Assessment
A Belgian law-compliant document that systematically assesses and documents operational process risks, providing risk analysis and mitigation recommendations under Belgian workplace safety regulations.
Download
Dust Risk Assessment
A Belgian regulatory-compliant assessment document analyzing workplace dust exposure risks and control measures, meeting national and EU safety requirements.
Download
Technical Risk Assessment
A Belgian law-compliant technical risk assessment document for identifying and evaluating operational hazards, aligned with national and EU safety regulations.
Download
Hazard Vulnerability Assessment
A mandatory technical assessment document under Belgian law that evaluates facility hazards and vulnerabilities, ensuring compliance with national and EU safety regulations.
Download
Lone Worker Risk Assessment
A Belgian-law compliant risk assessment document for evaluating and managing safety risks associated with lone working situations.
Download
骋别苍颈别鈥檚 Security Promise
Genie is the safest place to draft. Here鈥檚 how we prioritise your privacy and security.
Your documents are private:
We do not train on your data; 骋别苍颈别鈥檚 AI improves independently
All data stored on Genie is private to your organisation
Your documents are protected:
Your documents are protected by ultra-secure 256-bit encryption
We are ISO27001 certified, so your data is secure
Organizational security:
You retain IP ownership of your documents and their information
You have full control over your data and who gets to see it
.png)